Lightwave Logic, Inc.
For the period ended Dec 31, 2025. Filed Mar 20, 2026.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 20, 2026
LWLG$4.39-10.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
| Item 15. | Exhibits and Financial Statement Schedules |
Report of Independent Registered Public Accounting Firm
Balance Sheets
Statements of Comprehensive Loss
Statement of Stockholders’ Equity Statements of Cash Flows
Notes to Financial Statements
| (b) | The following exhibits are filed as part of this report. |
| Incorporated by Reference · Filed or | |||||
|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | Exhibit Number | Filing Date | Furnished Herewith |
| 1.1 | Sales Agreement, dated as of December 9, 2022, by and between the Company and Roth Capital Partners, LLC | 8-K | 1.1 | 12/9/2022 | |
| 1.2 | Underwriting Agreement, dated December 15, 2025, by and between Lightwave Logic, Inc. and Titan Partners Group LLC, as Underwriter | 8-K | 1.1 | 12/17/2025 | |
| 3.1 | Amended and Restated Articles of Incorporation of Lightwave Logic, Inc. (conformed copy incorporating all amendments through June 8, 2015) | 10-Q | 3.1 | 11/14/2025 | |
| 3.2 | Second Amended and Restated Bylaws - June 18, 2024 | 8-K | 3.1 | 6/25/2024 | |
| 4.1 | Description of Registrant’s Securities | 10-K | 4.1 | 3/18/2025 | |
| 4.2 | Form of Underwriter Warrant | 8-K | 4.1 | 12/17/2025 | |
| 10.1* | Employee Agreement - Yves Lemaitre | 8-K | 10.1 | 9/16/2025 | |
| 10.2* | Form of Executive Paid Time Off Waiver Agreement | 10-K | 10.7 | 3/16/2018 | |
| 10.3* | Form of Director Agreement | 10-K | 10.8 | 3/16/2018 | |
| 10.4* | Form of Director and Officer Indemnification Agreement | 8-K | 10.3 | 1/21/2022 | |
| 10.5 | Form of Director’s Non-Disclosure Agreement | 10-K | 10.10 | 3/16/2018 | |
| 10.6* | 2007 Employee Stock Plan | DEF 14C | Exhibit A | 2/19/2008 | |
| 10.7* | 2007 Employee Stock Plan Amendment | DEF 14A | Appendix A | 7/22/2014 | |
| 10.8* | 2016 Equity Incentive Plan | DEF 14A | Appendix A | 4/20/2016 | |
| 10.9* | 2016 Equity Incentive Plan Amendment | DEF 14A | Appendix A | 4/12/2019 | |
| 10.10* | 2016 Equity Incentive Plan Amendment No. 2 | DEF 14A | Appendix A | 4/14/2023 | |
| 10.11* | 2025 Equity Incentive Plan | DEF 14A | Exhibit A | 3/28/2025 | |
| 10.12 | Lease Agreement dated October 26, 2017 | 8-K | 10.1 | 11/2/2017 | |
| 10.13 | First Amendment to the October 26, 2017 Lease Agreement dated November 22, 2022 | 8-K | 10.23 | 3/1/2023 | |
| 19.1 | Insider Trading Policy | 10-K | 19.1 | 2/29/2024 | |
| 21.1 | Subsidiaries of the Registrant | 10-K | 21.1 | 2/29/2024 | |
| 23.1 | Consent of Independent Registered Public Accounting Firm - Stephano Slack LLC | Filed herewith | |||
| 31.1 | Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Executive Officer of the Company. | Filed herewith | |||
| 31.2 | Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Financial Officer of the Company. | Filed herewith | |||
| 32.1 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Executive Officer of the Company. | Furnished herewith | |||
| 32.2 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Financial Officer of the Company. | Furnished herewith | |||
| 97.1 | Compensation Clawback Policy | 10-K | 97.1 | 2/29/2024 | |
| Incorporated by Reference | Filed or | ||||
| Exhibit No. | Exhibit Description | Form | Exhibit Number | Filing Date | Furnished Herewith |
| 101-INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | Filed herewith | |||
| 101-SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith | |||
| 101-CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith | |||
| 101-DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith | |||
| 101-LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith | |||
| 101-PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | Filed herewith | |||
*Management contract or compensatory plan or arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.