Lifeloc Technologies Inc
For the period ended Dec 31, 2023. Filed Apr 1, 2024.
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FY2023 · Filed Apr 1, 2024
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Item 16. Form 10-K Summary
None.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: April 1, 2024
| LIFELOC TECHNOLOGIES, INC. | |
| By: | /s/ Wayne R. Willkomm |
| Wayne R. Willkomm, Ph.D. | |
| Chief Executive Officer and President |
Pursuant to the requirements of the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| /s/ Wayne R. Willkomm | April 1, 2024 |
|---|---|
| Wayne R. Willkomm, Ph.D. | |
| Chief Executive Officer and President (Principal Executive Officer) Director | |
| /s/ Vern D. Kornelsen | April 1, 2024 |
| Vern D. Kornelsen | |
| Chief Financial Officer (Principal Financial Officer) Director | |
| /s/ Michelle Heim | April 1, 2024 |
| Michelle Heim Controller (Principal Accounting Officer) | |
| /s/ Robert Greenlee | April 1, 2024 |
| Robert Greenlee Director | |
| /s/ Michael J. Kornelsen | April 1, 2024 |
| Michael J. Kornelsen, D.M.A. Director | |
| /s/ Donald E. Siecke | April 1, 2024 |
| Donald E. Siecke Director | |
INDEX TO EXHIBITS
| Exhibit No. | Description of Exhibit |
| 3.1 | Articles of Incorporation, dated as of December 29, 1983 (1) |
| 3.2 | Articles of Amendment to the Articles of Incorporation, dated as of July 10, 1986 (1) |
| 3.3 | Articles of Amendment to the Articles of Incorporation, dated as of August 18, 1986 (1) |
| 3.4 | Articles of Amendment to the Articles of Incorporation, dated as of April 18, 1988 (1) |
| 3.5 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1991 (1) |
| 3.6 | Articles of Amendment to the Articles of Incorporation, dated as of May 10, 1993 (1) |
| 3.7 | Articles of Amendment to the Articles of Incorporation, dated as of May 11, 1992 (1) |
| 3.8 | Articles of Amendment to the Articles of Incorporation, dated as of November 17, 1997 (1) |
| 3.9 | Articles of Amendment to the Articles of Incorporation, dated as of July 15, 1998 (1) |
| 3.10 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1994 (1) |
| 3.11 | Bylaws (1) |
| 3.12 | Amended and Restated Bylaws of Lifeloc Technologies, Inc., dated as of March 31, 2017 (3) |
| 4.1 | Form of Certificate representing Common Stock (1) |
| 10.1 | Form of Standard Distribution Agreement (1) |
| 10.2† | 2013 Stock Option Plan (2) |
| 10.3† | Amended and Restated Employment Agreement with Dr. Wayne Willkomm, Ph.D., dated October 5, 2018 (3) |
| 31.1* | Certification of Principal Executive Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 |
| 31.2* | Certification of Principal Financial Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 |
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101 | Interactive Data Files Pursuant to Rule 405 of Regulation S-T. |
(1) Incorporated by reference to our Registration Statement on Form 10-12G, filed on March 31, 2011.
(2) Incorporated by reference to our Quarterly Report on Form 10-Q for the quarter ended March 31, 2013.
(3) Incorporated by reference to our Current Report on Form 8-K filed October 10, 2017.
- Filed herewith.
† Indicates a management contract or compensatory plan or arrangement.
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