Lifeloc Technologies Inc
For the period ended Dec 31, 2023. Filed Apr 1, 2024.
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FY2023 · Filed Apr 1, 2024
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Item 15. Exhibits, Financial Statement Schedules
(a) Documents filed as part of this Annual Report or incorporated by reference:
(b) The following exhibits are filed with this Annual Report or incorporated by reference, as indicated:
| Exhibit No. | Description of Exhibit |
| 3.1 | Articles of Incorporation, dated as of December 29, 1983 (1) |
| 3.2 | Articles of Amendment to the Articles of Incorporation, dated as of July 10, 1986 (1) |
| 3.3 | Articles of Amendment to the Articles of Incorporation, dated as of August 18, 1986 (1) |
| 3.4 | Articles of Amendment to the Articles of Incorporation, dated as of April 18, 1988 (1) |
| 3.5 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1991 (1) |
| 3.6 | Articles of Amendment to the Articles of Incorporation, dated as of May 10, 1993 (1) |
| 3.7 | Articles of Amendment to the Articles of Incorporation, dated as of May 11, 1992 (1) |
| 3.8 | Articles of Amendment to the Articles of Incorporation, dated as of November 17, 1997 (1) |
| 3.9 | Articles of Amendment to the Articles of Incorporation, dated as of July 15, 1998 (1) |
| 3.10 | Articles of Amendment to the Articles of Incorporation, dated as of April 1, 1994 (1) |
| 3.11 | Bylaws (1) |
| 3.12 | Amended and Restated Bylaws of Lifeloc Technologies, Inc., dated as of March 31, 2017 (3) |
| 4.1 | Form of Certificate representing Common Stock (1) |
| 10.1 | Form of Standard Distribution Agreement (1) |
| 10.2† | 2013 Stock Option Plan (2) |
| 10.3† | Amended and Restated Employment Agreement with Dr. Wayne Willkomm, Ph.D., dated October 5, 2018(3) |
| 31.1* | Certification of Principal Executive Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 |
| 31.2* | Certification of Principal Financial Officer Pursuant To Section 302 Of The Sarbanes—Oxley Act Of 2002 |
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101 | Interactive Data Files Pursuant to Rule 405 of Regulation S-T. |
(1) Incorporated by reference to our Registration Statement on Form 10-12G, filed on March 31, 2011.
(2) Incorporated by reference to our Quarterly Report on Form 10-Q for the quarter ended March 31, 2013.
(3) Incorporated by reference to our Current Report on Form 8-K filed October 10, 2017.
- Filed herewith.
† Indicates a management contract or compensatory plan or arrangement.
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