KRATOS DEFENSE SECURITY SOLUTIONS INC
For the period ended Jun 30, 2024. Filed Aug 7, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 7, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
Rule 10b5-1 Trading Plans
During the fiscal quarter ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1 under the Exchange Act) adopted, modified or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 105b-1 trading arrangement" (as those terms are defined in Item 408 of Regulation S-K), except as described in the table below:
| Name | Title | Action | Applicable Date | Expiration Date | Rule 10b5-1 Trading Arrangement? (Y/N)(1) | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|---|
| David Carter | President, Defense and Rocket Support Services | Adopted | 5/20/2024 | 6/30/2025 | Y | 40,000 |
| (2) | ||||||
| Maria Cervantes De Burgreen | Vice President & Corporate Controller | Adopted | 6/06/2024 | 6/06/2025 | Y | 19,528 |
| (2) | ||||||
| Steven Fendley | President, Unmanned Systems | Adopted | 5/20/2024 | 8/31/2025 | Y | 84,000 |
| (2) | ||||||
| Thomas Mills | President, C5ISR Systems | Adopted | 5/31/2024 | 2/28/2025 | Y | 32,099 |
| (2) | ||||||
| Stacy Rock | President, Kratos Turbine Technologies | Adopted | 5/22/2024 | 9/30/2025 | Y | 52,000 |
| (2) | ||||||
(1)Denotes whether the trading arrangement is intendedto satisfy the affirmative defense of Rule 10b5-1(c).
(2)This number represents the maximum number of shares of our common stock that may be sold pursuant to the trading arrangement. The number of shares actually sold will depend on the satisfaction of certain conditions set forth in the trading arrangement.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.