Dauch Corp
For the period ended Mar 31, 2026. Filed May 8, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 8, 2026
DCH$4.60+1.8%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Number | Description of Exhibit |
| 3.01 | Amended and Restated Certificate of Incorporation of American Axle & Manufacturing Holdings, Inc. |
| (Incorporated by reference to Exhibit 3.2 filed with American Axle & Manufacturing Holdings, Inc. Registration Statement on Form S-8 dated September 1, 2017 (Registration No. 333-220300)) | |
| 3.02 | Amendment to the Certificate of Incorporation of the Company |
| (Incorporated by reference to Exhibit 3.1 of Current Report on Form 8-K dated January 26, 2026) | |
| 3.03 | Amendment to the Certificate of Incorporation of the the Company |
| (Incorporated by reference to Exhibit 3.1 of Current Report on Form 8-K dated January 30, 2026) | |
| 3.04 | Fourth Amended and Restated Bylaws |
| (Incorporated by reference to Exhibit 3.2 filed of Current Report on Form 8-K dated January 26, 2026) | |
| 4.01 | Fifth Supplemental Indenture, dated as of March 31, 2026, among American Axle & Manufacturing, Inc., Dauch Corporation, certain subsidiary guarantors and U.S. Bank National Association, as trustee |
| (Incorporated by reference to Exhibit 4.14 filed with Dauch Corporation's Registration Statement on Form S-3 dated May 1, 2026 (Registration Statement No. 333-295500)) | |
| 4.02 | First Supplemental Indenture, dated as of March 31, 2026, among American Axle & Manufacturing, Inc., Dauch Corporation, certain subsidiary guarantors signatory thereto and U.S. Bank Trust Company, National Association, as trustee and notes collateral agent |
| (Incorporated by reference to Exhibit 4.15 filed with Dauch Corporation's Registration Statement on Form S-3 dated May 1, 2026 (Registration Statement No. 333-295500)) | |
| 4.03 | First Supplemental Indenture, dated as of March 31, 2026, among American Axle & Manufacturing, Inc., Dauch Corporation, certain subsidiary guarantors signatory thereto and U.S. Bank Trust Company, National Association, as trustee |
| (Incorporated by reference to Exhibit 4.16 filed with Dauch Corporation's Registration Statement on Form S-3 dated May 1, 2026 (Registration Statement No. 333-295500)) | |
| 10.01 | The Dauch Corporation 2026 Inducement Omnibus Equity Incentive Plan |
| (Incorporated by reference to Exhibit 4.1 filed with the Dauch Corporation's Registration Statement on Form S-8 dated February 2, 2026 (Registration Statement No. 333-293139)) | |
| *10.02 | Form of Breakout Performance Award Agreement under the Amended and Restated Dauch Corporation 2018 Omnibus Incentive Plan |
| *10.03 | Form of Breakout Performance Award Agreement under the Dauch Corporation 2026 Inducement Omnibus Incentive Plan |
| *22 | Subsidiary Guarantors and Issuers of Guaranteed Securities |
| *31.1 | Certification of David C. Dauch, Chairman of the Board & Chief Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act |
| *31.2 | Certification of Christopher J. May, Executive Vice President & Chief Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act |
| *32 | Certifications of David C. Dauch, Chairman of the Board & Chief Executive Officer and Christopher J. May, Executive Vice President & Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS | XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document |
| **101.SCH | XBRL Taxonomy Extension Schema Document |
| **101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document |
| **101.LAB | XBRL Taxonomy Extension Label Linkbase Document |
| **101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
| **101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| ** 104 | Cover Page Interactive Data File (formatted in Inline XBRL contained in Exhibit 101) |
| * | Filed herewith |
|---|---|
| ** | Submitted electronically with this Report. |
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