FEDERATED HERMES, INC.
For the period ended Sep 30, 2026. Filed Oct 30, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 30, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
Part II, Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
(a) not applicable.
(b) not applicable.
(c) The following table summarizes stock repurchases under Federated Hermes’ share repurchase program during the third quarter 2026.
| Total Numberof SharesPurchased | AveragePrice Paidper Share | Total Number of SharesPurchased as Part ofPublicly AnnouncedPlans or Programs1 | Maximum Number of Shares thatMay Yet Be Purchased Under thePlans or Programs1 | |
|---|---|---|---|---|
| July2 | 257,713 | $54.86 | 249,955 | 2,096,667 |
| August2 | 394,849 | 57.99 | 354,624 | 1,742,043 |
| September2 | 339,750 | 59.93 | 335,000 | 1,407,043 |
| Total | 992,312 | $57.84 | 939,579 | 1,407,043 |
1 In July 2025, the board of directors authorized a share repurchase program with no stated expiration date that allows the repurchase of up to 5.0 million shares of Class B common stock. No other program existed as of September 30, 2026. See Note (13) to the Consolidated Financial Statements for additional information.
2 In July, August, and September 2026, 7,758, 40,225 and 4,750 shares, respectively, of Class B common stock with a weighted-average price per share of $0.00, $3.00 and $3.00, respectively, were repurchased as a result of employee-forfeited restricted stock.
Part II, Item 5. Other Information
INSIDER TRADING ARRANGEMENTS
While certain officers have elected in advance to satisfy tax obligations arising from the vesting of awards of periodic and bonus restricted Federated Hermes Class B common stock through the sale of sufficient shares of such stock necessary to satisfy such tax obligations in the open-market, no director or officer adopted, modified orterminated a Rule 10b5-1(c) or a non-Rule 10b5-1(c) trading arrangement during the fiscal quarter ended September 30, 2026.
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