ANNALY CAPITAL MANAGEMENT INC
For the period ended Sep 30, 2026. Filed Oct 28, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 28, 2026
NLY$18.95+1.1%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 1. Financial Statements
| ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIESCONSOLIDATED STATEMENTS OF FINANCIAL CONDITION(dollars in thousands, except per share data) | ||
|---|---|---|
| September 30, | December 31, | |
| 2026 | 2025 (1) | |
| (Unaudited) | ||
| Assets | ||
| Cash and cash equivalents (includes pledged assets of $1,770,343 and $1,683,059, respectively) (2) | $2,180,894 | $2,037,838 |
| Securities (includes pledged assets of $82,136,131 and $82,809,634, respectively) (3) | 86,897,746 | 91,287,630 |
| Loans, net (includes pledged assets of $6,182,629 and $4,590,517, respectively) (4) | 6,869,820 | 5,020,784 |
| Mortgage servicing rights (includes pledged assets of $3,478,379 and $3,541,414, respectively) | 4,199,823 | 3,645,865 |
| Interests in MSR | 110,350 | 28,626 |
| Assets transferred or pledged to securitization vehicles | 42,459,566 | 32,067,433 |
| Derivative assets | 1,204,812 | 115,533 |
| Reverse repurchase agreements | 32,425 | 34,389 |
| Receivable for unsettled trades | 705,160 | 1,031 |
| Principal and interest receivable | 882,299 | 926,660 |
| Intangible assets, net | 4,708 | 6,726 |
| Other assets | 599,871 | 437,323 |
| Total assets | $146,147,474 | $135,609,838 |
| Liabilities and stockholders’ equity | ||
| Liabilities | ||
| Repurchase agreements | $85,525,065 | $81,865,723 |
| Other secured financing | 1,125,000 | 1,075,000 |
| Debt issued by securitization vehicles | 38,380,269 | 28,918,753 |
| Participations issued | 2,200,562 | 1,932,655 |
| U.S. Treasury securities sold, not yet purchased | — | 2,396,724 |
| Derivative liabilities | 302,774 | 53,755 |
| Payable for unsettled trades | 1,108,206 | 2,059,386 |
| Interest payable | 319,589 | 380,688 |
| Dividends payable | 588,505 | 494,881 |
| Other liabilities | 703,118 | 272,362 |
| Total liabilities | 130,253,088 | 119,449,927 |
| Stockholders’ equity | ||
| Preferred stock, par value $0.01 per share, 75,000,000 authorized, 74,500,000 issued and outstanding | 1,802,480 | 1,802,480 |
| Common stock, par value $0.01 per share, 1,456,750,000 authorized, 784,673,349 and 706,972,452 issued and outstanding, respectively | 7,847 | 7,070 |
| Additional paid-in capital | 29,654,134 | 27,927,113 |
| Accumulated other comprehensive income (loss) | (795,806) | (488,566) |
| Accumulated deficit | (14,848,732) | (13,157,325) |
| Total stockholders’ equity | 15,819,923 | 16,090,772 |
| Noncontrolling interests | 74,463 | 69,139 |
| Total equity | 15,894,386 | 16,159,911 |
| Total liabilities and equity | $146,147,474 | $135,609,838 |
| (1)Derived from the audited consolidated financial statements at December 31, 2025. | ||
| (2)Includes cash of consolidated Variable Interest Entities (“VIEs”) of $8.7 million and $4.1 million at September 30, 2026 and December 31, 2025, respectively. | ||
| (3)Excludes $3.9 billion and $3.1 billion at September 30, 2026 and December 31, 2025, respectively, of non-Agency mortgage-backed securities in consolidated VIEs pledged as collateral and eliminated from the Company’s Consolidated Statements of Financial Condition. | ||
| (4)Includes $8.5 million and $37.1 million of residential mortgage loans held for sale at September 30, 2026 and December 31, 2025, respectively. | ||
| See notes to consolidated financial statements. | ||
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