ANNALY CAPITAL MANAGEMENT INC
For the period ended Sep 30, 2025. Filed Oct 30, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Oct 30, 2025
NLY$18.95+1.1%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
Exhibits:
The exhibits required by this item are set forth on the Exhibit Index attached hereto.
| Exhibit Number | Exhibit Description |
| 3.1 | Articles of Restatement, filed with the State Department of Assessments and Taxation of the State of Maryland, effective October 27, 2025. † |
| 31.1 | Certification of David L. Finkelstein, Chief Executive Officer and Co-Chief Investment Officer (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. † |
| 31.2 | Certification of Serena Wolfe, Chief Financial Officer (Principal Financial Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. † |
| 32.1 | Certification of David L. Finkelstein, Chief Executive Officer and Co-Chief Investment Officer (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. † |
| 32.2 | Certification of Serena Wolfe, Chief Financial Officer (Principal Financial Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. † |
| 101.INS XBRL | The instance document does not appear in the interactive data file because its Extensible Business Reporting Language (XBRL) tags are embedded within the Inline XBRL document. The following documents are formatted in Inline XBRL: (i) Consolidated Statements of Financial Condition at September 30, 2025 (Unaudited) and December 31, 2024 (Derived from the audited Consolidated Statement of Financial Condition at December 31, 2024); (ii) Consolidated Statements of Comprehensive Income (Loss) (Unaudited) for the three and nine months ended September 30, 2025 and 2024; (iii) Consolidated Statements of Stockholders’ Equity (Unaudited) for the three and nine months ended September 30, 2025 and 2024; (iv) Consolidated Statements of Cash Flows (Unaudited) for the nine months ended September 30, 2025 and 2024; and (v) Notes to Consolidated Financial Statements (Unaudited). |
| 101.SCH XBRL | Taxonomy Extension Schema Document † |
| 101.CAL XBRL | Taxonomy Extension Calculation Linkbase Document † |
| 101.DEF XBRL | Additional Taxonomy Extension Definition Linkbase Document Created † |
| 101.LAB XBRL | Taxonomy Extension Label Linkbase Document † |
| 101.PRE XBRL | Taxonomy Extension Presentation Linkbase Document † |
| 104 | The cover page for the Registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (formatted in Inline XBRL and contained in Exhibit 101). |
† Submitted electronically herewith.
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