YUM BRANDS INC
For the period ended Jun 30, 2024. Filed Aug 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 8, 2024
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Item 5. Other Information
Securities Trading Plans
During the three months ended June 30, 2024, none of the Company’s directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” as defined in Item 408 (c) of Regulation S-K except as follows:
| Name/Title | Type of Plan | Adoption Date | End Date | Aggregate Number ofSecurities to be Sold | Plan Description |
|---|---|---|---|---|---|
| David Russell / Senior Vice President - Finance, Corporate Controller | Rule 10b5-1 trading plan | May 23, 2024 | February 14, 2025 | 39,394(1) | Sale of Shares/ Exercise of Stock Appreciation Rightsand Sale of Resulting Shares |
(1) Represents 5,000 shares of common stock owned by Mr. Russell and a maximum of 34,394 shares of common stock to be received upon exercise of stock appreciation rights awards specified in the plan. The resulting number of shares of common stock received and sold following the stock appreciation rights exercise will depend upon the appreciation of the award and the number of shares withheld for any taxes.
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