MAXIMUS, INC.
For the period ended Sep 30, 2025. Filed Nov 20, 2025.
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FY2025 · Filed Nov 20, 2025
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Item 15. Exhibits and Financial Statement Schedules
(a)Documents filed as a part of the report:
(1)Financial Statements. Our financial statements are included in Item 8. Financial Statements and Supplementary Data.
(2)Financial Statement Schedules. All schedules are omitted since they are not applicable, not required, or the information required to be set forth herein is included in the Consolidated Financial Statements or notes thereto.
(3)Exhibits. The exhibits listed in the Exhibit Index immediately below are filed as part of this Annual Report on Form 10-K, or are incorporated by reference herein.
(b)Exhibits. See Item 15(a)(3) above.
(c)Financial Statement Schedules. See Item 15(a)(2) above.
| Incorporated by Reference Herein | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. · Description of Exhibit · Form/Schedule · File No. · Date Filed · Exhibit No. | ||||||
| 3.1 | Amended and Restated Articles of Incorporation of the Company. | 10-Q | 1-12997 | August 14, 1997 | 3.1 | |
| 3.2 | Articles of Amendment of Amended and Restated Articles of Incorporation. | 10-Q | 1-12997 | August 14, 2000 | ||
| 3.3 | Articles of Amendment of Amended and Restated Articles of Incorporation. | 10-Q | 1-12997 | May 10, 2013 | 3(i) | |
| 3.4 | Articles of Amendment of Amended and Restated Articles of Incorporation. | 10-Q | 1-12997 | May 7, 2020 | 3.1 | |
| 3.5 | Amended and Restated By-laws of the Company, effective June 10, 2025. | 8-K | 1-12997 | June 12, 2025 | 3.1 | |
| 4.1 | Specimen Common Stock Certificate. | 10-Q | 1-12997 | August 14, 1997 | 4.1 | |
| 4.2 | Description of Securities. | 10-K | 1-12997 | November 19, 2020 | 4.2 | |
| 10.1 | Ù | Form of Indemnification Agreement by and between the Company and each of the directors of the Company. | S-1 | 333-21611 | February 12, 1997 | 10.10 |
| 10.2 | Ù | Executive Employment, Non-Compete and Confidentiality Agreement between Bruce L. Caswell and Maximus, Inc. | 8-K | 1-12997 | January 16, 2018 | 10.1 |
| 10.3 | Ù | Amended and Restated Income Continuity Program. | 10-K | 1-12997 | November 16, 2015 | 10.6 |
| 10.4 | Ù | Deferred Compensation Plan, as amended. | 8-K | 1-12997 | November 27, 2007 | 10.3 |
| 10.5 | Ù | 2011 Equity Incentive Plan. | 14A | 1-12997 | January 27, 2012 | B |
| 10.6 | Ù | First Amendment to 2011 Equity Incentive Plan. | 8-K | 1-12997 | December 21, 2015 | 10.1 |
| 10.7 | Ù | 1997 Equity Incentive Plan, as amended. | S-8 | 333-136400 | August 8, 2006 | 4.3 |
| Incorporated by Reference Herein | ||||||
|---|---|---|---|---|---|---|
| ExhibitNo. · Description of Exhibit · Form/Schedule · File No. · Date Filed · Exhibit No. | ||||||
| 10.8 | Ù | First Amendment to the 1997 Equity Incentive Plan, as amended. | 8-K | 1-12997 | November 27, 2007 | 10.2 |
| 10.9 | Ù | 1997 Equity Incentive Plan—Restricted Stock Units—Terms and Conditions. | 8-K | 1-12997 | June 23, 2006 | 10.1 |
| 10.10 | Ù | 2017 Equity Incentive Plan. | S-8 | 333-217657 | May 4, 2017 | 4.5 |
| 10.11 | Ù | 2021 Omnibus Incentive Plan. | 14A | 1-12997 | January 27, 2021 | A |
| 10.12 | Ùv | Form of Restricted Stock Unit (RSU) Agreement under Maximus Inc. 2021 Omnibus Incentive Plan. | ||||
| 10.13 | Ùv | Form of Performance-Based Restricted Stock Unit (PSU) Agreement under Maximus Inc. 2021 Omnibus Incentive Plan. | ||||
| 10.14 | Ω | First Amendment to the Amended and Restated Credit Agreement, dated as of March 20, 2025, by and among the Company, the loan parties party thereto, JPMorgan Chase Bank, N.A., in its capacity as administrative agent, collateral agent, an issuing lender and swing line lender and the other lenders and financial institutions party thereto. | 8-K | 1-12997 | March 21, 2025 | 10.1 |
| 16.1 | Letter dated December 2, 2024 from Ernst & Young LLP to the U.S. Securities and Exchange | 8-K | 1-12997 | December 2, 2024 | 16.1 | |
| 19.1 | Insider Trading Policy. | 10-K | 1-12997 | November 21, 2024 | 19.1 | |
| 21.1 | v | List of Subsidiaries of the Company. | ||||
| 23.1 | v | Consent of Independent Registered Public Accounting Firm - KPMG LLP. | ||||
| 23.2 | v | Consent of Independent Registered Public Accounting Firm - Ernst & Young LLP. | ||||
| 31.1 | v | Certification of Chief Executive Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002. | ||||
| 31.2 | v | Certification of Chief Financial Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002. | ||||
| 32.1 | Φ | Certification of Chief Executive Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002. | ||||
| 32.2 | Φ | Certification of Chief Financial Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002. | ||||
| 97.1 | Clawback Policy. | 10-K | 1-12997 | November 21, 2024 | 97.1 | |
| 101.INS | v | XBRL Instance Document. | ||||
| 101.SCH | v | XBRL Taxonomy Extension Schema Document. | ||||
| 101.CAL | v | XBRL Taxonomy Calculation Linkbase Document. | ||||
| 101.DEF | v | XBRL Taxonomy Definition Linkbase Document. | ||||
| 101.LAB | v | XBRL Taxonomy Label Linkbase Document. | ||||
| 101.PRE | v | XBRL Taxonomy Presentation Linkbase Document. | ||||
| 104 | v | Cover Page Interactive Data File. (formatted as Inline XBRL tags and contained in Exhibit 101) | ||||
| Ù | Denotes management compensatory plan or arrangement |
|---|---|
| v | Filed herewith. |
| Φ | Furnished herewith. |
| Ω | Schedules omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish a copy of any omitted schedules to the Securities and Exchange Commission upon request. |
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