MAXIMUS INC

For the period ended Sep 30, 2024. Filed Nov 21, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Nov 21, 2024

MMS$66.12+0.7%Stored close · as of Nov 10, 2026

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Contents

Item 15. Exhibits and Financial Statement Schedules

(a)Documents filed as a part of the report:

(1)Financial Statements. The Company's financial statements are included in Item 8. Financial Statements and Supplementary Data.

(2)Financial Statement Schedules. All schedules are omitted since they are not applicable, not required, or the information required to be set forth herein is included in the Consolidated Financial Statements or notes thereto.

(3)Exhibits. The exhibits listed in the Exhibit Index immediately below are filed as part of this Annual Report on Form 10-K, or are incorporated by reference herein.

(b)Exhibits. See Item 15(a)(3) above.

(c)Financial Statement Schedules. See Item 15(a)(2) above.

Incorporated by Reference Herein
ExhibitNo. · Description of Exhibit · Form/Schedule · File No. · Date Filed · Exhibit No.
3.1		Amended and Restated Articles of Incorporation of the Company.	10-Q	1-12997	August 14, 1997	3.1
3.2		Articles of Amendment of Amended and Restated Articles of Incorporation.	10-Q	1-12997	August 14, 2000
3.3		Articles of Amendment of Amended and Restated Articles of Incorporation.	10-Q	1-12997	May 10, 2013	3(i)
3.4		Articles of Amendment of Amended and Restated Articles of Incorporation.	10-Q	1-12997	May 7, 2020	3.1
3.5		Amended and Restated Bylaws of the Company.	8-K	1-12997	March 15, 2023	3.2
4.1		Specimen Common Stock Certificate.	10-Q	1-12997	August 14, 1997	4.1
4.2		Description of Securities.	10-K	1-12997	November 19, 2020	4.2
10.1	Ù	Form of Indemnification Agreement by and between the Company and each of the directors of the Company.	S-1	333-21611	February 12, 1997	10.10
10.2	Ù	Executive Employment, Non-Compete and Confidentiality Agreement between Bruce L. Caswell and Maximus, Inc.	8-K	1-12997	January 16, 2018	10.1
10.3	Ù	Amended and Restated Income Continuity Program.	10-K	1-12997	November 16, 2015	10.6
10.4	Ù	Deferred Compensation Plan, as amended.	8-K	1-12997	November 27, 2007	10.3
10.5	Ù	2011 Equity Incentive Plan.	14A	1-12997	January 27, 2012	B
10.6	Ù	First Amendment to 2011 Equity Incentive Plan.	8-K	1-12997	December 21, 2015	10.1
10.7	Ù	1997 Equity Incentive Plan, as amended.	S-8	333-136400	August 8, 2006	4.3

Ù	Denotes management compensatory plan or arrangement
v	Filed herewith.
Φ	Furnished herewith.
Λ	Schedules and similar attachments omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish a copy of omitted schedules to the Securities and Exchange Commission upon request.
Ω	Schedules omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish a copy of any omitted schedules to the Securities and Exchange Commission upon request.

Incorporated by Reference Herein
ExhibitNo. · Description of Exhibit · Form/Schedule · File No. · Date Filed · Exhibit No.
10.8	Ù	First Amendment to the 1997 Equity Incentive Plan, as amended.	8-K	1-12997	November 27, 2007	10.2
10.9	Ù	1997 Equity Incentive Plan—Restricted Stock Units—Terms and Conditions.	8-K	1-12997	June 23, 2006	10.1
10.10	Ù	2017 Equity Incentive Plan.	S-8	333-217657	May 4, 2017	4.5
10.11	Ù	2021 Omnibus Incentive Plan.	14A	1-12997	January 27, 2021	A
10.12	Ùv	Form of Restricted Stock Unit (RSU) Agreement under Maximus Inc. 2021 Omnibus Incentive Plan.
10.13	Ùv	Form of Performance-Based Restricted Stock Unit (PSU) Agreement under Maximus Inc. 2021 Omnibus Incentive Plan.
10.14	Ω	Amended and Restated Credit Agreement, dated as of May 30, 2024, by and among the Company, JPMorgan Chase Bank, N.A., as administrative agent, collateral agent, an issuing lender and swing line lender, and the lenders and other financial institutions party thereto (incorporated by reference to the Company’s Current Report on Form 8-K, filed June 4, 2024).	8-K	1-12997	June 4, 2024	10.1
10.15	Ùv	Separation and Release Agreement between Maximus, Inc. and Teresa A. Weipert - February 22, 2024
10.16	Ùv	Separation and Release Agreement between Maximus, Inc. and Teresa A. Weipert - June 3, 2024
19.1	v	Insider Trading Policy.
21.1	v	List of Subsidiaries of the Company.
23.1	v	Consent of Independent Registered Public Accounting Firm.
31.1	v	Certification of Chief Executive Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002.
31.2	v	Certification of Chief Financial Officer pursuant to Section 302 of Sarbanes-Oxley Act of 2002.
32.1	Φ	Certification of Chief Executive Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002.
32.2	Φ	Certification of Chief Financial Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002.
97.1	v	Clawback Policy.
101.INS	v	XBRL Instance Document.
101.SCH	v	XBRL Taxonomy Extension Schema Document.
101.CAL	v	XBRL Taxonomy Calculation Linkbase Document.
101.DEF	v	XBRL Taxonomy Definition Linkbase Document.
101.LAB	v	XBRL Taxonomy Label Linkbase Document.
101.PRE	v	XBRL Taxonomy Presentation Linkbase Document.
104	v	Cover Page Interactive Data File. (formatted as Inline XBRL tags and contained in Exhibit 101)

Ù	Denotes management compensatory plan or arrangement
v	Filed herewith.
Φ	Furnished herewith.
Ω	Schedules omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish a copy of any omitted schedules to the Securities and Exchange Commission upon request.

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