SAN DIEGO GAS & ELECTRIC CO
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
(a)None.
(b)None.
(c)During the last fiscal quarter, (i) the individual listed below, who was at the time a Sempra director or officer, adopted a Rule 10b5-1 trading arrangement with respect to the securities of Sempra, with the material terms described below; (ii) no Sempra directors or officers terminated a Rule 10b5-1 trading arrangement or adopted or terminated a non-Rule 10b5-1 trading arrangement with respect to the securities of Sempra; and (iii) no SDG&E or SoCalGas directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or adopted or terminated a non-Rule 10b5-1 trading arrangement with respect to the securities of each such Registrant. As used herein, directors and officers are as defined in Rule 16a-1(f) under the Exchange Act, a Rule 10b5-1 trading arrangement is as defined in Item 408(a) of SEC Regulation S-K, and a non-Rule 10b5-1 trading arrangement is as defined in Item 408(c) of SEC Regulation S-K. The Rule 10b5-1 trading arrangement listed below is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
| RULE 10B5-1 TRADING ARRANGEMENT | |||
|---|---|---|---|
| (Three months ended September 30, 2026) | |||
| Name and title of the director or officer | Date on which the director or officer adopted or terminated the trading arrangement | Duration of the trading arrangement | Aggregate number of securities to be purchased or sold pursuant to the trading arrangement |
| Lisa Larroque Alexander, Senior Vice President, Corporate Affairs and Chief Human Resources Officer | August 18, 2026 | From November 17, 2026 until all shares are sold or the trading arrangement is otherwise terminated | ▪3,609 owned shares of Sempra common stock▪All shares of Sempra common stock subject to 3,811 service-based RSUs and 5,043 performance-based RSUs vesting in January and February 2027, in each case including the dividend equivalents related to such RSUs and less shares to which Ms. Alexander would otherwise be entitled that are withheld to satisfy minimum statutory tax withholding requirements(1) |
(1) Shares subject to the performance-based RSUs scheduled to vest in January and February of 2027 generally will vest, in whole or in part, or be forfeited in early 2027, as applicable, based on our total shareholder return for the three-year performance period ending on January 4, 2027 and EPS growth (as adjusted for long-term incentive plan purposes) for the three-year performance period ending on December 31, 2026. The number of shares that will vest may range from 0% to 200% of the target number of shares (plus dividend equivalents) and cannot be ascertained until the performance period has ended and the Compensation and Talent Development Committee of Sempra’s board of directors has certified the results.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.