Simulations Plus Inc
For the period ended May 31, 2024. Filed Jul 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
May 31, 2024 · Filed Jul 8, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans
The adoption or termination of contracts, instructions, or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the quarter ended May 31, 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (“Rule 10b5-1 Plan”), were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Jill Fiedler-Kelly (1) | Business Unit President | Termination | 02/04/2022 | 04/06/2024 | 29,500 |
(1) On April 6, 2024, the pre-arranged stock trading plan pursuant to Rule 10b5-1, adopted by Jill Fiedler-Kelly on February 4, 2022, automatically terminated pursuant to its terms. The expired plan provided for the potential sale of up to 29,500 shares of Company common stock until April 6, 2024.
The Rule 10b5-1 trading arrangements described above were adopted and precleared in accordance with the Company’s Insider Trading Policy and actual sale transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC.
Other than those disclosed above, none of our directors or officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” in each case as defined in Item 408 of Regulation S-K.
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