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NRG ENERGY, INC.

For the period ended Sep 30, 2026. Filed Nov 9, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 9, 2026

NRG$97.40+10.3%Stored close · as of Nov 9, 2026

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ITEM 5. — OTHER INFORMATION

During the three months ended September 30, 2026, the following directors or officers of the Company adopted orterminated a ‘Rule 10b5-1 trading arrangement’ or ‘non-Rule 10b5-1 trading arrangement,’ as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:

NameTitleDate AdoptedCharacter of Trading ArrangementAggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement(a)DurationDate Terminated
Elisabeth DonohueDirector8/12/2026Rule 10b5-1 Trading ArrangementUp to 1,499 shares to be Sold11/11/2026-4/30/2027N/A
Virginia KinneyExecutive Vice President, Chief Administration Officer8/13/2026Rule 10b5-1 Trading ArrangementUp to 28,081 shares to be Sold11/16/2026-1/17/2027N/A

(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.