NRG ENERGY, INC.
For the period ended Jun 30, 2026. Filed Aug 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 4, 2026
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ITEM 5. — OTHER INFORMATION
During the three months ended June 30, 2026, the following directors or officers of the Company adopted orterminated a ‘Rule 10b5-1 trading arrangement’ or ‘non-Rule 10b5-1 trading arrangement,’ as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:
| Name | Title | Date Adopted | Character of Trading Arrangement | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement(a) | Duration | Date Terminated |
|---|---|---|---|---|---|---|
| Dak Liyanearachchi | Executive Vice President, Chief Technology Officer | 6/1/2026 | Rule 10b5-1 Trading Arrangement | Up to 26,156 shares to be Sold | 1/4/2027-6/30/2027 | N/A |
| G. Alfred Spencer | Senior Vice President, Chief Accounting Officer | 6/5/2026 | Rule 10b5-1 Trading Arrangement | Up to 14,900b) shares to be Sold | 9/4/2026-5/31/2027 | N/A |
(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met
(b)Represents approximate number of shares to be sold based on outstanding awards expected to vest during the period, where certain underlying performance share awards are being calculated at target. Actual number of shares to be sold will depend on actual vesting, the number of shares withheld by NRG to satisfy tax withholding obligations and vesting of dividend equivalent rights
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