NRG ENERGY, INC.
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
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ITEM 5. — OTHER INFORMATION
During the three months ended September 30, 2025, the following directors or officers of the Company adopted orterminated a 'Rule 10b5-1 trading arrangement' or 'non-Rule 10b5-1 trading arrangement,' as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:
| Name | Title | Date Adopted | Character of Trading Arrangement | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement(a) | Duration | Date Terminated |
|---|---|---|---|---|---|---|
| Virginia Kinney | Executive Vice President, Chief Administration Officer | 8/8/2025 | Rule 10b5-1 Trading Arrangement | Up to 25,000 shares to be Sold | 11/14/2025-5/15/2026 | N/A |
| Brian Curci | Executive Vice President and General Counsel | 8/8/2025 | Rule 10b5-1 Trading Arrangement | Up to 107,220(b) shares to be Sold | 1/5/2026-7/31/2026 | N/A |
| Robert Gaudette | Executive Vice President, NRG Business | 9/4/2025 | Rule 10b5-1 Trading Arrangement | Up to 45,000 shares to be Sold | 1/5/2026-2/28/2026 | N/A |
| Woo-Sung Chung | Executive Vice President and Chief Financial Officer | 9/4/2025 | Rule 10b5-1 Trading Arrangement | Up to 20,000 shares to be Sold | 1/5/2026-3/31/2026 | N/A |
(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met
(b)Represents approximate number of shares to be sold based on outstanding awards expected to vest during the period, where certain underlying performance share awards are being calculated at target. Actual number of shares to be sold will depend on actual vesting, the number of shares withheld by NRG to satisfy tax withholding obligations and vesting of dividend equivalent rights
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