NRG ENERGY INC
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
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FY2023 · Filed Feb 28, 2024
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Item 9B. — Other Information
Director and Officer Trading Arrangements
During the three months ended December 31, 2023, the following directors or officers of the Company adopted orterminated a 'Rule 10b5-1 trading arrangement' or 'non-Rule 10b5-1 trading arrangement,' as each term is defined in Item 408(a) of Regulation S-K, as described in the table below:
| Name | Title | Date Adopted | Character of Trading Arrangement | Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement(a) | Duration | Date Terminated |
|---|---|---|---|---|---|---|
| Elizabeth Killinger | Executive Vice President | 12/15/2023 | Rule 10b5-1 Trading Arrangement | 65,583 shares to be Sold(b) | 3/15/2024-1/31/2025 | N/A |
| Rasesh Patel | Executive Vice President, Smart Home | 12/15/2023 | Rule 10b5-1 Trading Arrangement | Up to 73,638 shares to be Sold | 3/14/2024-11/01/2024 | N/A |
(a)Potential sales may be subject to certain price limitations set forth in the 10b5-1 plans and therefore actual number of shares sold could vary if certain minimum stock prices are not met
(b)Represents approximate number of shares to be sold based on outstanding awards expected to vest during the period, where any underlying performance share awards are being calculated at target. Actual number of shares to be sold will depend on actual vesting, the number of shares withheld by NRG to satisfy tax withholding obligations and vesting of dividend equivalent rights
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