Ark 21Shares Bitcoin ETF

For the period ended Dec 31, 2024. Filed Mar 26, 2025.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 26, 2025

ARKB$24.41-1.5%Stored close · as of Nov 10, 2026

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Contents

Item 15. Exhibits and Financial Statement Schedules

(a)(1) Financial Statements

See Index to Financial Statements on page F-1.

(a)(2) Financial Statement Schedules

No financial statement schedules are filed herewith because (i) such schedules are not required or (ii) the information required has been presented in the aforementioned financial statements.

(a)(3) Exhibits

The following documents are filed herewith or incorporated herein and made a part of this Annual Report:

No.		Exhibit Description
3.1		Trust Agreement of ARK 21Shares Bitcoin ETF(1)
3.2		Form of Amended and Restated Trust Agreement(2)
3.3		Certificate of Trust(1)
4.1		Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934(5)
10.1		Form of Sponsor Agreement(4)
10.2		Form of Authorized Participant Agreement(2)
10.3		Form of Support Services Agreement(1)
10.4		Form of Prime Broker Agreement(2)
10.5		Form of Custodial Services Agreement (included as Exhibit A to Form of Prime Broker Agreement)(1)
10.6		Form of Fund Administration and Accounting Agreement(1)
10.7		Form of Transfer Agency and Services Agreement(1)
10.8		Form of Index Licensing Agreement(1)
10.9		Form of Marketing Agent Agreement(1)
10.10		Form of Cash Custody Agreement(1)
10.11		Subscription Agreement(1)
10.12		Initial Seed Capital Subscription Agreement(4)
10.13	BitGo Custodial Services Agreement(6)
10.14	Anchorage Custodial Services Agreement(6)
19.1		Insider Trading Policies and Procedures(8)
23.1		Consent of Independent Registered Public Accounting Firm(7)
31.1		Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002(8)
31.2		Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002(8)
32.1		Certification by Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002(8)
32.2		Certification by Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002(8)
97.1		Executive Officer Incentive-Based Compensation Clawback Policy(5)
101.INS		Inline XBRL Instance Document.*
101.SCH		Inline XBRL Taxonomy Extension Schema Document.*
101.CAL		Inline XBRL Taxonomy Extension Calculation Linkbase Document.*
101.DEF		Inline XBRL Taxonomy Extension Definition Linkbase Document.*
101.LAB		Inline XBRL Taxonomy Extension Label Linkbase Document.*
101.PRE		Inline XBRL Taxonomy Extension Presentation Linkbase Document.*
104		Cover Page Interactive Data File (Embedded as Inline XBRL document and contained in Exhibit 101).*

(1)	Incorporated by reference to Pre-Effective Amendment No. 3 filed by the Registrant on December 18, 2023.
(2)	Incorporated by reference to Pre-Effective Amendment No. 5 filed by the Registrant on December 28, 2023.
(3)	Incorporated by reference to Pre-Effective Amendment No. 6 filed by the Registrant on January 8, 2024.
(4)	Incorporated by reference to Pre-Effective Amendment No. 7 filed by the Registrant on January 9, 2024.
(6)	Incorporated by reference to the Current Report on Form 8-K filed by the Registrant on September 12, 2024.
(7)	Incorporated by reference to Pre-Effective Amendment No. 8 filed by the Registrant on January 10, 2024.
(8)	Filed herewith.

ContentsView on SEC.gov

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