NORWOOD FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
(a)Unregistered Sales of Equity Securities. Not Applicable.
(b)Use of Proceeds. Not Applicable
(c)Issuer Purchases of Equity Securities. Set forth below is information regarding the Company’s stock repurchases during the quarter ended September 30, 2026.
| Issuer Purchases of Equity Securities | |||||
|---|---|---|---|---|---|
| Maximum Number | |||||
| Total Number of · (or Approximate | |||||
| Total · Shares (or Units) · Dollar Value) of Shares | |||||
| Number · Average · Purchased as Part of · (or Units) | |||||
| of Shares · Price Paid · Publicly · that May Yet Be | |||||
| (or Units) · Per Share · Announced Plans · Purchased Under the | |||||
| Purchased · (or Unit) · or Programs * · Plans or Programs | |||||
| July 1 – 31, 2026 | - | $ | - | - | 244,234 |
| August 1 – 31, 2026 | - | - | - | 550,000 | |
| September 1 – 30, 2026 | - | - | - | 550,000 | |
| Total | - | $ | - | - | 550,000 |
*On August 28, 2026, the Company announced that it had authorized a stock repurchase program for up to 550,000 shares, in accordance with all applicable securities laws and regulations, including Rule 10b-18 of the Securities Exchange Act of 1934, as amended. This amount represents approximately 5% of the Company’s outstanding shares of common stock. The repurchase plan replaces and supersedes the repurchase plan which the Company had authorized in 2021.
*On March 30, 2021, the Company announced a share repurchase program for up to approximately 5% of the Company’s outstanding shares of common stock, or approximately 400,000 shares, in accordance with all applicable securities laws and regulations, including Rule 10b-18 of the Securities Exchange Act of 1934, as amended. On March 19, 2008, the Company announced its intention to repurchase up to 5% of its outstanding common stock (approximately 226,050 split-adjusted shares) in the open market. On November 10, 2011, the Company announced that it had increased the number of shares which may be repurchased under its open-market program to 5% of its currently outstanding shares, or approximately 270,600 split-adjusted shares. These plans have been replaced and superseded by the August 2026 plan and there are no longer shares available under these plans.
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