PROVIDENT FINANCIAL HOLDINGS INC
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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Sep 30, 2026 · Filed Nov 6, 2026
PROV$18.18-0.1%Stored close · as of Nov 9, 2026
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ITEM 6. -Exhibits
Exhibits:
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| 3.1 | | Amended and Restated Certificate of Incorporation of Provident Financial Holdings, Inc. as filed with the Delaware Secretary of State on November 24, 2009 (incorporated by reference to Exhibit 3.1 to the Corporation’s Quarterly Report on Form 10-Q filed with the SEC on November 9, 2010) |
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| 3.2 | | Amended and Restated Bylaws of Provident Financial Holdings, Inc. (incorporated by reference to Exhibit 3.2 to the Corporation’s Form 8-K filed with the SEC on November 30, 2022) |
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| 4.1 | | Form of Certificate of Provident’s Common Stock (incorporated by reference to the Corporation’s Registration Statement on Form S-1 (333-2230) filed with the SEC on March 11, 1996) |
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| 4.2 | | Description of Capital Stock of Provident Financial Holdings, Inc. (incorporated by reference to Exhibit 4.2 to the Corporation’s Annual Report on Form 10-K for the year ended June 30, 2019 filed with the SEC on August 30, 2019) |
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| 10.1 | | Employment Agreement with Donavon P. Ternes (incorporated by reference to Exhibit 10.14 to the Corporation’s Form 8-K filed with the SEC on October 31, 2023) |
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| 10.2 | | Post-Retirement Compensation Agreement with Donavon P. Ternes (incorporated by reference to Exhibit 10.1 to the Corporation’s Form 8-K filed with the SEC on July 13, 2009) |
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| 10.3 | | Form of Severance Agreement with Avedis Demirdjian, Peter C. Fan, Glee A. Harris, Robert “Scott” Ritter, Michael S. Van Stockum and Gwendolyn L. Wertz (incorporated by reference to Exhibit 10.1 to the Corporation’s Form 8-K filed with the SEC on May 23, 2025) |
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| 31.1 | | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
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| 31.2 | | Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
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| 32.1 | | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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| 32.2 | | Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
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| 101 | | The following materials from the Corporation’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, formatted in Extensible Business Reporting Language (XBRL): (1) Condensed Consolidated Statements of Financial Condition; (2) Condensed Consolidated Statements of Operations; (3) Condensed Consolidated Statements of Comprehensive Income; (4) Condensed Consolidated Statements of Stockholders’ Equity; (5) Condensed Consolidated Statements of Cash Flows; and (6) Selected Notes to Condensed Consolidated Financial Statements. |
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| 104 | | Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) |
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