KVH INDUSTRIES INC DE
For the period ended Dec 31, 2023. Filed Mar 15, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 15, 2024
KVHI$7.31+4.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits and Financial Statement Schedules
| ITEM 15. | Exhibits and Financial Statement Schedules |
|---|
| Page | |||
|---|---|---|---|
| (a) | 1. | Financial Statements | |
| Report of Independent Registered Public Accounting Firm (PCAOB ID Number 248) | 41 | ||
| Consolidated Balance Sheets as of December 31, 2023 and 2022 | 43 | ||
| Consolidated Statements of Operations for the years ended December 31, 2023 and 2022 | 44 | ||
| Consolidated Statements of Comprehensive (Loss) Income for the years ended December 31, 2023 and 2022 | 45 | ||
| Consolidated Statements of Stockholders’ Equity for the years ended December 31, 2023 and 2022 | 46 | ||
| Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 | 47 | ||
| Notes to Consolidated Financial Statements | 48 | ||
| (a) | 2. | Financial Statement Schedules | |
| None. | |||
| 3. | Exhibits | ||
| Exhibit No. · Description · Filed withthis Form10-K · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Form · Filing Date · Exhibit No. | |||||
| 2.1 | Asset Purchase Agreement dated as of August 9, 2022 by and between KVH Industries, Inc., EMCORE Corporation and Delta Acquisition Sub, Inc. | 8-K | August 10, 2022 | 2.1 | |
| 3.1 | Amended and Restated Certificate of Incorporation, as amended | 10-Q | August 6,2010 | 3.1 | |
| 3.2 | Certificate of Designations of Series A Junior Participating Cumulative Preferred Stock of KVH Industries, Inc. classifying and designating the Series A Junior Participating Cumulative Preferred Stock | 8-A | August 19, 2022 | 3.1 | |
| 3.3 | Amended and Restated Bylaws | 10-Q | November 1, 2017 | 3.2 | |
| 4.1 | Specimen certificate for the common stock | 10-K | March 2, 2018 | 4.1 | |
| 4.2 | Description of Capital Stock | X | |||
| *10.1 | Amended and Restated 1996 Employee Stock Purchase Plan | DEF 14A | April 25, 2016 | App. B | |
| *10.2 | KVH Industries, Inc. Amended and Restated 2016 Equity and Incentive Plan, as amended | DEF 14A | May 2, 2022 | App. A | |
| *10.3 | Form of Incentive Stock Option Agreement granted under the 2016 Equity and Incentive Plan | 10-K | March 9, 2017 | 10.5 | |
| *10.4 | Form of Non-Statutory Stock Option Agreement granted under the 2016 Equity and Incentive Plan | 10-K | March 9, 2017 | 10.6 | |
| *10.5 | Form of Restricted Stock Agreement granted under the 2016 Equity and Incentive Plan | 10-K | March 9, 2017 | 10.7 | |
| *10.6 | Policy Regarding Automatic Grants to Non-Employee Directors | X | |||
| Exhibit No. · Description · Filed withthis Form10-K · Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Form · Filing Date · Exhibit No. | |||||
| *10.7 | Executive Employment Agreement dated as of May 2, 2022 between KVH Industries, Inc. and Brent C. Bruun | 10-Q | August 9, 2022 | 10.1 | |
| *10.8 | Amendment No. 1 dated as of October 11, 2022 to Executive Employment Agreement between KVH Industries, Inc. and Brent C. Bruun | 10-Q | December 6, 2022 | 10.8 | |
| *10.9 | Executive Employment Agreement dated as of May 2, 2022 between KVH Industries, Inc. and Roger A. Kuebel | 10-Q | August 9, 2022 | 10.2 | |
| *10.10 | Executive Employment Agreement dated as of May 2, 2022 between KVH Industries, Inc. and Felise B. Feingold | 10-Q | August 9, 2022 | 10.3 | |
| *10.11 | Executive Employment Agreement dated as of May 9, 2022 between KVH Industries, Inc. and Robert J. Balog | 10-Q | August 9, 2022 | 10.4 | |
| *10.12 | Cooperation Agreement, dated as of February 3, 2023, by and among KVH Industries, Inc., Black Diamond Capital Management, L.L.C., Stephen H. Deckoff and the Investor Group Designees (as defined therein) | 8-K | February 3, 2023 | 10.1 | |
| *10.13 | Form of Indemnification Agreement for directors and executive officers | X | |||
| 97.1 | KVH Compensation Recovery Policy | X | |||
| 21.1 | List of Subsidiaries | X | |||
| 23.1 | Consent of Grant Thornton LLP | X | |||
| 31.1 | Rule 13a-14(a)/15d-14(a) certification of principal executive officer | X | |||
| 31.2 | Rule 13a-14(a)/15d-14(a) certification of principal financial officer | X | |||
| 32.1 | Rule 1350 certification | X | |||
| 101.1 | Interactive Data File regarding (a) our Consolidated Balance Sheets as of December 31, 2023 and 2022, (b) our Consolidated Statements of Operations for the years ended December 31, 2023 and 2022, (c) our Consolidated Statements of Comprehensive (Loss) Income for the years ended December 31, 2023 and 2022, (d) our Consolidated Statements of Stockholders' Equity for the years ended December 31, 2023 and 2022, (e) our Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022, and (e) the Notes to such Consolidated Financial Statements | X | |||
| 104.1 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | |||
- Management contract or compensatory plan.
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