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PEAPACK GLADSTONE FINANCIAL CORP

For the period ended Jun 30, 2025. Filed Aug 8, 2025.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 8, 2025

PGC$46.53+1.4%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Securities Trading Plans of Directors and Executive Officers

On March 28, 2025, Douglas L. Kennedy, President, Chief Executive Officer and a director of the Company entered into a Rule 10b5-1 trading arrangement, which is intended to satisfy the affirmative defense of Rule 10b5-1(c). The aggregate number of shares to be sold under the plan is 30,000. The plan terminated upon the earlier of July 25, 2025 or until the 30,000 shares have been sold.

During the three months ended June 30, 2025, none of our directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement."

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