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ROCKET PHARMACEUTICALS, INC.

For the period ended Jun 30, 2025. Filed Aug 7, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 7, 2025

RCKT$2.53+6.1%Stored close · as of Nov 9, 2026

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Contents

Stock Option Valuation

The weighted average assumptions that the Company used in a Black-Scholes pricing model to determine the fair value of stock options granted to employees, non-employees and directors were as follows:

Six Months Ended June 30,
20252024
Risk-free interest rate4.31%4.94%
Expected term (in years)5.425.82
Expected volatility71.68%73.69%
Expected dividend yield0.00%0.00%
Exercise price$10.51$27.90
Fair value of common stock$10.51$27.90

The following table summarizes stock option activity for thesix months ended June 30, 2025:

Weighted · Weighted
Average · Average · Aggregate
Number of · Exercise · Contractual · Intrinsic
Shares · Price · Term (Years) · Value
Outstanding as of December 31, 202416,044,686$16.194.67$63,295
Granted1,674,28110.519.13
Exercised(952,313)0.00-
Cancelled or forfeited(404,485)21.20
Outstanding as of June 30, 202516,362,169$16.434.67$6,452
Options vested and exercisable as of June 30, 202513,433,193$16.433.75$6,452
Options unvested as of June 30, 20252,928,976$16.438.87$-

The weighted average grant-date fair value per share of stock options granted during the six months ended June 30, 2025, and 2024 was$5.86 and$18.80, respectively.

The total fair value of options vested during the six months ended June 30, 2025, and 2024 was$18.8 million and$19.3 million, respectively.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.