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Heritage Global Inc.

For the period ended Jun 30, 2025. Filed Aug 7, 2025.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2025 · Filed Aug 7, 2025

HGBL$1.25-1.2%Stored close · as of Nov 6, 2026

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Other Information

Rule 10b5-1 Trading Plans of Directors and Section 16 Officers

On June 25, 2025, James Sklar, Executive Vice President, General Counsel and Secretary, adopted a written arrangement intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) (the "Trading Plan"). The Trading Plan provides for the sale of 33,606 shares of our common stock between October 1, 2025 and June 25, 2026.

During the fiscal quarter ended June 30, 2025, none of our other directors or officers (as defined in Exchange Act Rule 16a-1(f))adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.