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HeartSciences Inc.

For the period ended Apr 30, 2025. Filed Jul 24, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2025 · Filed Jul 24, 2025

HSCS$2.71-4.2%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 9B. Other Information

Insider Trading Policy

We have adopted an Insider Trading Policy that governs the purchase, sale, and/or other transactions of our securities by our directors, officers and employees that we believe is reasonably designed to promote compliance with applicable insider trading laws, rules and regulations and Nasdaq listing standards. A copy of our Insider Trading Policy is filed as Exhibit 19.1 to our Annual Report on Form 10-K for the fiscal year ended April 30, 2025. In addition, with regard to our trading in its own securities, it is our policy to comply with the federal securities laws and the applicable exchange listing requirements.

Director and Executive Officer Adoption, Modification or Termination of 10b5-1 Plans in Fiscal Year Ended April 30, 2025

Our Section 16 officers and directors may enter into plans or arrangements for the purchase or sale of our securities that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act. Such plans and arrangements must comply in all respects with our insider trading policies, including our policy governing entry into and operation of 10b5-1 plans and arrangements.

During the fiscal year ended April 30, 2025, the following Section 16 officers adopted Rule 10b5-1 trading arrangements (as defined in Item 408 of Regulation S-K of the Exchange Act). All plans adopted covered only sales of our Common Stock. No plans were modified or terminated during such period.

Name and Title of Director or Section 16 OfficerDate of Adoption, Modification, or TerminationDuration of the PlanAggregate Number of Shares of Common Stock that may be Purchased or Sold under the Plan
Mark Hilz,Chief Operating Officer, Secretary and DirectorAdopted 3/18/2025Ends 7/30/20254,416 shares of Common Stock to be sold
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.