Veritone Inc
For the period ended Mar 31, 2025. Filed May 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 12, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
(a)
Exhibit Index:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit Number | Description | Form | Exhibit | Filing Date |
| 2.1† | Securities and Asset Purchase Agreement, dated as of May 27, 2023, by and among Veritone, Inc., Veritone UK Ltd., CareerBuilder, LLC, CareerBuilder International Holding B.V. and CareerBuilder France Holding, LLC | 8-K | 2.1 | 5/31/2023 |
| 2.2†^ | Equity Purchase Agreement, dated as of October 17, 2024, by and among Veritone, Inc., Veritone One, LLC and Oxford Buyer, LLC | 8-K | 2.1 | 10/23/2024 |
| 3.1 | Third Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 3.1 | 5/23/2017 |
| 3.2 | Amended and Restated Bylaws of the Registrant | 8-K | 3.2 | 5/23/2017 |
| 4.1 | Form of Pre-Funded Warrant issued to Esousa Group Holdings, LLC | 8-K | 4.1 | 1/2/2025 |
| 10.1 | Securities Purchase Agreement, dated as of January 2, 2025, by and among Veritone, Inc. and Esousa Group Holdings, LLC | 8-K | 10.1 | 1/2/2025 |
| 10.2 | Limited Consent, dated March 13, 2025, to Credit Agreement, dated December 13, 2023, by and among Veritone, Inc., certain of its direct and indirect subsidiaries and the other parties thereto | 8-K | 10.1 | 3/17/2025 |
| 10.3† | First Amendment to Credit and Guaranty Agreement, dated April 24, 2025, by and among Veritone, Inc., certain of its direct and indirect subsidiaries and the other parties thereto | 8-K | 10.1 | 4/24/2025 |
| 10.4* | Veritone, Inc. Non-Employee Director Compensation Policy, effective as of January 1, 2025 | |||
| Incorporated by Reference | ||||
| Exhibit Number | Description | Form | Exhibit | Filing Date |
|---|---|---|---|---|
| 31.1* | Certification of Principal Executive Officer pursuant to Rule 13a–14(a) or 15d–14(a) of the Exchange Act | |||
| 31.2* | Certification of Principal Financial Officer pursuant to Rule 13a–14(a) or 15d–14(a) of the Exchange Act | |||
| 32.1** | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S. Section 1350 | |||
| 101.INS* | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document With Embedded Linkbase Documents | |||
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | |||
- Filed herewith.
** The certifications furnished as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Subsection 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the Registrant for purposes of Section 18 of the Exchange Act and are not to be incorporated by reference into any of the Registrant’s filings under the Securities Act, irrespective of any general incorporation language contained in any such filing.
† Exhibits and schedules, or portions thereof, have been omitted pursuant to Item 601(a)(5) of Regulation S-K under the Securities Act. The Company agrees to furnish supplementally a copy of all omitted exhibits and schedules to the Securities and Exchange Commission upon request.
^ The Company has omitted portions of the referenced exhibit pursuant to Item 601(b) of Regulation S-K under the Securities Act because such portions (i) are not material and (ii) are the type of information that the Company both customarily and actually treats as private and confidential.
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