MKS INSTRUMENTS INC
For the period ended Mar 31, 2025. Filed May 8, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 8, 2025
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Item 5. OTHER INFORMATION
The following table describes, for the quarterly period covered by this report, each trading arrangement for the sale or purchase of Company securities adopted or terminated by our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) that is either (1) a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 trading arrangement”) or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K):
| Name (Title) | Action Taken (Date of Action) | Type of Trading Arrangement | Nature of Trading Arrangement | Duration of Trading Arrangement | Aggregate Number of Securities |
|---|---|---|---|---|---|
| Elizabeth A. Mora (Director) | Adoption (February 19, 2025) | Rule 10b5-1 trading arrangement | Sale | Until March 3, 2026, or such earlier date upon which all transactions are completed or expire without execution | Up to 1,200 shares |
| David P. Henry (Executive Vice President, Operations and Corporate Marketing) | Adoption (March 12, 2025) | Rule 10b5-1 trading arrangement | Sale | Until January 30, 2026, or such earlier date upon which all transactions are completed or expire without execution | Up to 7,000 shares |
| James A. Schreiner (Executive Vice President and Chief Operating Officer, Materials Solutions Division) | Adoption (March 12, 2025) | Rule 10b5-1 trading arrangement | Sale | Until October 23, 2025, or such earlier date upon which all transactions are completed or expire without execution | A number of shares with a value equal to up to $300,000 |
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