Donnelley Financial Solutions Inc
For the period ended Mar 31, 2025. Filed Apr 30, 2025.
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Mar 31, 2025 · Filed Apr 30, 2025
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Director or Officer Adoption or Termination of Trading Agreements
On March 19, 2025, Daniel N. Leib, the Company’s President and Chief Executive Officer, adopted a trading plan with respect to the exercise of 47,400 vested stock options and the subsequent sale of the underlying common stock and the sale of 10,000 shares of common stock, granted to Mr. Leib as equity incentive compensation (the “Leib Plan”). The Leib Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. Pursuant to the Leib Plan, if the market price of the Company’s common stock is within a specified price range during a trading window between August 14, 2025 and September 30, 2025 (the “Trading Window”), up to 47,400 stock options will be exercised and the underlying shares of common stock will be sold at market prices. If the market price of the Company’s common stock reaches a specified price during the Trading Window, up to 10,000 shares of common stock will be sold at the market price.
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