OOMA INC
For the period ended Jan 31, 2025. Filed Apr 1, 2025.
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FY2025 · Filed Apr 1, 2025
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Exhibits
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 3.1 | Sixteenth Amended and Restated Certification of Incorporation | 10-Q | 3.1 | 9/16/2024 |
| 3.2 | Amended and Restated Bylaws | 10-Q | 3.1 | 12/8/2023 |
| 4.1 | Form of common stock certificate | S-1/A | 4.1 | 7/6/2015 |
| 4.2 | Form of Indenture | S-3 | 4.2 | 12/09/2022 |
| 4.5 | Description of Securities | 10-K | 4.5 | 4/14/2020 |
| 10.1+ | 2005 Stock Incentive Plan and forms of agreements thereunder | S-1 | 10.1 | 6/15/2015 |
| 10.2+ | 2015 Equity Incentive Plan and forms of agreements thereunder | S-1/A | 10.2 | 7/6/2015 |
| 10.3+ | 2015 Employee Stock Purchase Plan and form of agreement thereunder | S-1/A | 10.3 | 7/6/2015 |
| 10.4+ | Executive Incentive Bonus Plan | S-1 | 10.4 | 6/15/2015 |
| 10.5+ | Executive Change in Control and Severance Agreement by and between the Company and Eric B. Stang, dated June 9, 2015 | S-1 | 10.5 | 6/15/2015 |
| 10.6+ | Offer Letter by and between the Company and James A. Gustke, dated July 30, 2010 | S-1 | 10.7 | 6/15/2015 |
| 10.7 | Change in Control Letter Agreement between the Company and James A. Gustke, dated August 31, 2016 | 10-K | 10.8 | 4/11/2017 |
| 10.8 | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers | S-1 | 10.8 | 6/15/2015 |
| 10.9+ | Form of Restricted Stock Unit Agreement under the 2015 Equity Incentive Plan (effective for grants made on or after March 14, 2018) | 10-Q | 10.1 | 06/08/2018 |
| 10.10* | Sublease Agreement dated as of August 6, 2019 by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.1 | 12/06/2019 |
| 10.12* | First Amendment to the Sublease Agreement by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.13 | 06/09/2021 |
| 10.14+ | Letter Agreement by and between the Company and Shig Hamamatsu, dated July 3, 2021 | 10-Q | 10.14 | 12/08/2021 |
| 10.15+ | Executive Change in Control and Severance Agreement by and between the Company and Shig Hamamatsu, dated September 7, 2021 | 10-Q | 10.15 | 12/08/2021 |
| 10.16+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Eric Stang, dated September 20, 2021 | 10-Q | 10.16 | 12/08/2021 |
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 10.17+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Jenny Yeh, dated September 20, 2021 | 10-Q | 10.17 | 12/08/2021 |
| 10.18+ | Amended Form of Executive Change in Control and Severance Agreement | 10-Q | 10.18 | 12/08/2021 |
| 10.20 | Agreement and Plan of Merger by and among Geneva Merger Sub, Inc., 2600hz, Inc. and Fortis Advisors LLC, dated as of October 20, 2023 | 10-Q | 2.1†# | 12/08/2023 |
| 10.21 | Credit Agreement by and among the Company and Citizens Bank, N.A., dated as of October 20, 2023 | 10-Q | 10.1 | 12/08/2023 |
| 10.22 | Executive Change in Control Agreement by and between the Company and Namrata Sabharwal dated April 9, 2024 | 10-Q | 10.1 | 6/7/2024 |
| 10.23+ | First Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A. | 10-Q | 10.1 | 9/6/2024 |
| 10.24+ | Second Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A. | Filed herewith. | ||
| 19.1 | Ooma, Inc. Insider Trading Policy, adopted May 20, 2015 | 10-K | 19.1 | 4/2/2024 |
| 21.1 | List of subsidiaries of the Registrant | Filed herewith. | ||
| 23.1 | Consent of KPMG LLP, Independent Registered Public Accounting Firm | Filed herewith. | ||
| 31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by President and Chief Executive Officer | Filed herewith. | ||
| 31.2 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by Chief Financial Officer | Filed herewith. | ||
| 32.1 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by President and Chief Executive Officer | Furnished herewith. | ||
| 32.2 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by Chief Financial Officer | Furnished herewith. | ||
| 97.1 | Ooma, Inc. Compensation Recovery Policy, adopted September 8, 2023 | 10-K | 97.1 | 4/2/2024 |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File as XBRL tags are embedded within the Inline XBRL document | Filed herewith. | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | Filed herewith. | ||
| 104 | Cover Page formatted as Inline XBRL and contained in Exhibit 101 | Filed herewith. | ||
| + Indicates a management contract or compensatory plan. | ||||
† Certain information in this exhibit has been excluded pursuant to Item 601(b)(2) of Regulation S-K. The registrant agrees to furnish supplementally such information to the SEC upon request. * Pursuant to Item 601(b)(10) of Regulation S-K, certain confidential portions of this exhibit were omitted by means of marking such portions with an asterisk because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed. # The exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(b)(2). The registrant agrees to furnish supplementally a copy of any omitted exhibit or schedule to the Securities and Exchange Commission upon its request.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.