Savara Inc
For the period ended Dec 31, 2024. Filed Mar 27, 2025.
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FY2024 · Filed Mar 27, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
Our policy governing transactions in our securities by our directors, officers and employees permits our directors, officers and employees to enter into trading plans complying with Rule 10b5-1 under the Exchange Act. The following table describes the written plans for the sale of our securities terminated by our executive officers and directors during the quarter ended December 31, 2024, each of which was entered into and terminated during an open trading window and was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (each, a Trading Plan).
| Name and Title | Date of Adoption of Trading Plan | Scheduled Start Date of Trading Plan | Scheduled Expiration Date of Trading Plan | Maximum Shares Subject to Trading Plan | Date Plan Terminated (1) |
|---|---|---|---|---|---|
| Matthew PaulsChief Executive Officer and Chair of the Board of Directors | 9/25/2024 | 12/26/2024 | 5/15/2025 | 150,000 | 12/2/2024 |
| David LowranceChief Financial and Administrative Officer | 9/24/2024 | 12/26/2024 | 5/15/2025 | 85,000 | 12/2/2024 |
(1)Each Trading Plan was terminated prior to any sales being made pursuant to such Trading Plan.
No other Company directors or officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted, modifiedor terminateda Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K) during the quarter ended December 31, 2024.
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