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AN2 Therapeutics, Inc.

For the period ended Dec 31, 2024. Filed Mar 25, 2025.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Mar 25, 2025

ANTX$4.00+1.1%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 16. Form 10-K Summary

None.

Exhibit Index

Incorporated by Reference
ExhibitNumberDescriptionFormFile No.ExhibitFiling Date
3.1Amended and Restated Certificate of Incorporation.8-K001-413313.1June 24 2025
3.2Amended and Restated Bylaws.S-1333-2632953.4March 4, 2022
3.3Certificate of Designations of Series A Junior Participating Preferred Stock of AN2 Therapeutics, Inc. filed with the Secretary of State of the State of Delaware on August 15, 2024.8-K001-413313.1August 19, 2024
4.1Form of Common Stock Certificate.S-1333-2632954.1March 21, 2022
4.2Amended and Restated Investors’ Rights Agreement, by and among the Registrant and certain of its stockholders, dated March 5, 2021.S-1333-2632954.2March 4, 2022
4.3Description of Securities10-K001-413314.3March 29, 2023
4.4Rights Agreement, dated as of August 15, 2024, between AN2 Therapeutics, Inc. and Equiniti Trust Company, LLC, which includes Form of Certificate of Designations of Series A Junior Participating Preferred Stock as Exhibit A, the Form of Rights Certificate as Exhibit B and the Summary of Rights to Purchase Preferred Stock as Exhibit C.8-K001-413314.1August 19, 2024
10.1#AN2 Therapeutics, Inc. 2017 Equity Incentive Plan, as amended.S-1333-26329510.1March 4, 2022
10.2#Forms of Stock Option Grant Notice, Stock Option Agreement and Notice of Exercise and Early Exercise Stock Purchase Agreement under the AN2 Therapeutics, Inc. 2017 Equity Incentive Plan.S-1333-26329510.2March 4, 2022
10.3#AN2 Therapeutics, Inc. 2022 Equity Incentive Plan10-K001-4133110.3March 29, 2024
10.4#Forms of Stock Option Grant Notice, Stock Option Agreement and Notice of Exercise under the AN2 Therapeutics, Inc. 2022 Equity Incentive Plan.S-1333-26329510.4March 4, 2022
10.5#Form of Restricted Stock Unit Grant Notice and Award Agreement under the AN2 Therapeutics, Inc. 2022 Equity Incentive Plan.10-K001-4133110.5March 29, 2024
10.6#AN2 Therapeutics, Inc 1022 Employee Stock Purchase Plan.10-K001-4133110.6March 29, 2024
10.7#AN2 Therapeutics, Inc. 2022 Non-Employee Director Compensation Policy.S-1333-26329510.7March 4, 2022
10.8#AN2 Therapeutics, Inc. Officer Severance Plan.S-1333-26329510.8March 4, 2022
10.9#Form of Indemnity Agreement by and between the Registrant and its directors and executive officers.S-1333-26329510.9March 4, 2022
10.10#Offer Letter by and between the Registrant and Eric Easom, dated November 19, 2019.S-1333-26329510.10March 4, 2022
10.11#Offer Letter by and between the Registrant and Lucy Day, dated November 19, 2019.S-1333-26329510.11March 4, 2022
10.12#Offer Letter by and between the Registrant and Sanjay Chanda, dated November 19, 2019.S-1333-26329510.12March 4, 2022
10.13‡License Agreement by and between the Registrant and Anacor Pharmaceuticals, Inc., dated November 20, 2019, as amended on December 3, 2021.S-1333-26329510.13March 4, 2022
10.14‡License Agreement by and between the Registrant and Brii Biosciences Limited, dated November 20, 2019.S-1333-26329510.14March 4, 2022
10.15Amended and Restated Global Health Agreement by and among the Registrant, Adjuvant Global Health Technology Fund L.P., and Adjuvant Global Health Technology Fund DE L.P., dated March 5, 2021.S-1333-26329510.15March 4, 2022
Incorporated by Reference
ExhibitNumberDescriptionFormFile No.ExhibitFiling Date
10.16#Offer Letter by and between the Registrant and Joshua Eizen, dated September 19, 2022.10-Q001-4133110.1November 9, 2022
10.17#*AN2 Therapeutics, Inc. 2024 Amended Non-Employee Director Compensation Policy
10.18‡*Exclusive Patent License Agreement, dated October 10, 2023, by and between the Registrant and the University of Georgia Research Foundation, Inc
19.1*AN2 Therapeutics, Inc. 2022 Insider Trading Policy
23.1*Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm.
24.1*Power of Attorney (incorporated by reference to the signature page to this Annual Report on Form 10-K.)
31.1*Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*†Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*†Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
97.1Compensation Recovery Policy.10-K001-4133197.1March 29, 2024
101.INSInline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
101.SCHInline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents**
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
  • Filed herewith.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.