Donnelley Financial Solutions Inc
For the period ended Dec 31, 2024. Filed Feb 18, 2025.
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FY2024 · Filed Feb 18, 2025
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Item 9B. Other Information
Director or Officer Adoption or Termination of Trading Agreements
On November 26, 2024, Daniel N. Leib, the Company’s President and Chief Executive Officer, adopted a trading plan with respect to the exercise of 48,700 vested stock options granted to Mr. Leib as equity incentive compensation and subsequent sale of the underlying common stock (the “Leib Plan”). The Leib Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. Pursuant to the Leib Plan, if the market price of the Company’s common stock is within a specified price range during a trading window between May 15, 2025 and June 30, 2025, up to 48,700 stock options will be exercised and the underlying shares of common stock will be sold at market prices.
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