SemiLEDs Corp
For the period ended Aug 31, 2024. Filed Nov 27, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Nov 27, 2024
LEDS$2.38-2.5%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(2) Exhibits:
| Exhibit · Filed | |||||
|---|---|---|---|---|---|
| No · Exhibit Title · Form · File No. · Exhibit · Filing Date · Herewith | |||||
| 3.1 | Amended and Restated Certification of Incorporation of Registrant | S-1/A | 333‑168624 | 3.1(c) | November 22, 2010 |
| 3.2 | Certificate of Amendment of Amended and Restated Certificate of Incorporation | 8‑K | 001-34992 | 3.1 | April 15, 2016 |
| 3.3 | Certificate of Amendment of Amended and Restated Certificate of Incorporation | 8-K | 001-34992 | 3.1 | July 3, 2018 |
| 3.4 | Certificate of Amendment of Amended and Restated Certificate of Incorporation | 8-K | 001-34992 | 3.1 | October 16, 2024 |
| 3.5 | Amended and Restated Bylaws of Registrant | S‑1/A | 333‑168624 | 3.2(b) | November 22, 2010 |
| 3.6 | Amendment No.1 to the Bylaws of Registrant | 8-K | 001-34992 | 3.1 | October 16, 2024 |
| 4.1 | Form of Common Stock Certificate | S‑1/A | 333‑168624 | 4.1 | November 22, 2010 |
| 4.2 (d) | Description of the Registrant’s Securities Under Section 12 of the Exchange Act | 10-K | 001-34992 | 4.2(d) | November 20, 2019 |
| 10.3† | Amended and Restated Employment Agreement with Trung T. Doan, dated March 15, 2005 | S‑1 | 333‑168624 | 10.3 | August 6, 2010 |
| 10.4† | SemiLEDs Corporation 2010 Equity Incentive Plan, Stock Unit Grant Agreement (Director Form) | 8‑K | 001‑34992 | 99.1 | February 9, 2012 |
| 10.5† | SemiLEDs Corporation 2010 Equity Incentive Plan, Form of Stock Unit Agreement (Officer Form) | 8‑K | 001‑34992 | 99.1 | February 24, 2012 |
| 10.6 | Form of Proprietary Information and Inventions Agreement | S‑1/A | 333‑168624 | 10.8 | September 14, 2010 |
| 10.7 | Form of Non‑competition Agreement | S‑1/A | 333‑168624 | 10.9 | September 14, 2010 |
| 10.8† | Form of Option Agreement for the 2010 Equity Incentive Plan | S‑1/A | 333‑168624 | 10.10 | November 16, 2010 |
| 10.9† | Form of Indemnification Agreement with directors and officers | S‑1/A | 333‑168624 | 10.11 | October 26, 2010 |
| 10.10 | Loan Agreement dated January 8, 2019 between SemiLEDs Corporation and Trung Doan | 10-Q | 001-34992 | 10.1 | January 11, 2019 |
| 10.11 | Loan Agreement dated January 8, 2019 between SemiLEDs Corporation and J. R. Simplot Company | 10-Q | 001-34992 | 10.2 | January 11, 2019 |
| 10.12 | The First Loan Agreement between Mega International Commercial Bank and SemiLEDs Optoelectronics Co., Ltd. dated July 5, 2019 (translation) | 10-K | 001-34992 | 10.12 | November 20, 2019 |
| 10.13 | The Second Loan Agreement between Mega International Commercial Bank and SemiLEDs Optoelectronics Co., Ltd. dated July 5, 2019 (translation) | 10-K | 001-34992 | 10.13 | November 20, 2019 |
| 10.14 | Amendment to Convertible Unsecured Promissory Note dated May 26, 2021 to Trung Doan | 10-K | 001-34992 | 10.14 | November 29, 2021 |
| 10.15 | Amendment to Convertible Unsecured Promissory Note dated May 26,2021 to Simplot Taiwan Inc. | 10-K | 001-34992 | 10.15 | November 29, 2021 | |
| 10.16 | Second Amendment to Convertible Unsecured Promissory Note dated May 26, 2022 between SemiLEDs Corporation and Simplot Taiwan Inc. | 8‑K | 001-34992 | 1.1 | May 26, 2022 | |
| 10.17 | Second Amendment to Convertible Unsecured Promissory Note dated May 26, 2022 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 1.2 | May 26, 2022 | |
| 10.18 | Third Amendment to Convertible Unsecured Promissory Note dated June 6, 2023 between SemiLEDs Corporation and Simplot Taiwan Inc. | 8‑K | 001-34992 | 10.1 | June 6, 2023 | |
| 10.19 | Third Amendment to Convertible Unsecured Promissory Note dated June 6, 2023 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 10.2 | June 6, 2023 | |
| 10.20 | Second Amendment to Loan Agreement dated January 14, 2022 between SemiLEDs Corporation and J.R. Simplot Company | 8‑K | 001-34992 | 1.1 | January 18, 2022 | |
| 10.21 | Second Amendment to Loan Agreement dated January 14, 2022 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 1.2 | January 18, 2022 | |
| 10.22 | Third Amendment to Loan Agreement dated January 13, 2023 between SemiLEDs Corporation and J.R. Simplot Company | 8‑K | 001-34992 | 1.1 | January 18, 2023 | |
| 10.23 | Third Amendment to Loan Agreement dated January 13, 2023 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 1.2 | January 18, 2023 | |
| 10.24 | 2010 Equity Incentive Plan, as amended March 17, 2023 | DEF14A | 001-34992 | 1.1 | April 7, 2023 | |
| 10.25 | Fourth Amendment to Convertible Unsecured Promissory Note dated January 5, 2024 between SemiLEDs Corporation and Simplot Taiwan Inc. | 8‑K | 001-34992 | 10.1 | January 9, 2024 | |
| 10.26 | Fourth Amendment to Convertible Unsecured Promissory Note dated January 5, 2024 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 10.2 | January 9, 2024 | |
| 10.27 | Fourth Amendment to Loan Agreement dated January 7, 2024 between SemiLEDs Corporation and Simplot Taiwan Inc. | 8‑K | 001-34992 | 10.3 | January 9, 2024 | |
| 10.28 | Fourth Amendment to Loan Agreement dated January 7, 2024 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 10.4 | January 9, 2024 | |
| 10.29 | Assignment of Loan Agreement dated January 7, 2024 | 8‑K | 001-34992 | 10.5 | January 9, 2024 | |
| 10.30 | Fifth Amendment to Loan Agreement dated February 9, 2024 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 10.1 | February 20, 2024 | |
| 10.31 | Sixth Amendment to Loan Agreement dated July 3, 2024 between SemiLEDs Corporation and Trung Doan | 8‑K | 001-34992 | 10.1 | July 8, 2024 | |
| 19.1 | Insider Trading Policy | X | ||||
| 21 | Subsidiaries of the Registrant | X |
| 23.1 | Consent of KCCW Accountancy Corp, Independent Registered Public Accounting Firm | X |
| 31.1 | Certification of Chief Executive Officer Pursuant to Exchange Act Rule 13a‑14(a)/15d‑14(a) | X |
| 31.2 | Certification of Chief Financial Officer Pursuant to Exchange Act Rule 13a‑14(a)/15d‑14(a) | X |
| 32.1* | Certification of the Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 32.2* | Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 97 | Compensation Recovery Policy | X |
| 101.INS | Inline XBRL Instance Document | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X |
† Management contract or compensatory arrangement
- This certification is deem not filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.