Renalytix plc
For the period ended Sep 30, 2024. Filed Nov 19, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 19, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
Item 6. Exhibits, Financial Statement Schedules.
| Incorporation by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description | Schedule/Form | File Number | Exhibit | File Date |
| 3.1 | Articles of Association | 10-Q | 001-39387 | 3.1 | 2/14/2024 |
| 4.1 | Reference is made to Exhibit 3.1 | ||||
| 4.2 | Form of Deposit Agreement | F-1/A | 333-239414 | 4.1 | 7/13/2020 |
| 4.3 | Form of American Depositary Receipt (included in Exhibit 4.2) | F-1/A | 333-239414 | 4.1 | 7/13/2020 |
| 4.4 | Description of Securities | 20-F | 001-39387 | 4.3 | 10/28/2020 |
| 10.1 | Placing Agreement dated October 1, 2024 | 8-K | 001-39387 | 10.1 | 10/1/2024 |
| 10.2 | Form of Subscription Agreement | 8-K | 001-39387 | 10.2 | 10/1/2024 |
| 31.1* | Certification of Chief Executive Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a | ||||
| 31.2* | Certification of Chief Financial Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a | ||||
| 32.1** | Certification by the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS* | Inline XBRL Instance Document | ||||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith.
** Furnished herewith and not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RENALYTIX PLC | ||
| November 19, 2024 | By: | /s/ James McCullough |
|---|---|---|
| Name: | James McCullough | |
| Title: | Chief Executive Officer |
| RENALYTIX PLC | ||
| November 19, 2024 | By: | /s/ Joel R. Jung |
|---|---|---|
| Name: | Joel R. Jung | |
| Title: | Interim Chief Financial Officer (Principal Financial Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.