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Renalytix plc

For the period ended Sep 30, 2024. Filed Nov 19, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 19, 2024

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Extracted filing text, with the paragraph anchors used by the comparison.

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Item 6. Exhibits

Item 6. Exhibits, Financial Statement Schedules.

Incorporation by Reference
Exhibit No.DescriptionSchedule/FormFile NumberExhibitFile Date
3.1Articles of Association10-Q001-393873.12/14/2024
4.1Reference is made to Exhibit 3.1
4.2Form of Deposit AgreementF-1/A333-2394144.17/13/2020
4.3Form of American Depositary Receipt (included in Exhibit 4.2)F-1/A333-2394144.17/13/2020
4.4Description of Securities20-F001-393874.310/28/2020
10.1Placing Agreement dated October 1, 20248-K001-3938710.110/1/2024
10.2Form of Subscription Agreement8-K001-3938710.210/1/2024
31.1*Certification of Chief Executive Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a
31.2*Certification of Chief Financial Officer pursuant to Securities Exchange Act of 1934 Rule 13a-14(a) or 15d-14a
32.1**Certification by the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*Inline XBRL Instance Document
101.SCH*Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents
104Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
  • Filed herewith.

** Furnished herewith and not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

RENALYTIX PLC
November 19, 2024By:/s/ James McCullough
Name:James McCullough
Title:Chief Executive Officer
RENALYTIX PLC
November 19, 2024By:/s/ Joel R. Jung
Name:Joel R. Jung
Title:Interim Chief Financial Officer (Principal Financial Officer)
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.