PTC INC
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Nov 14, 2024
PTC$195.87+0.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Exhibit Index
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Description | Filed Herewith | Form | Filing Date | Exhibit | SEC File No. |
| 3.1 | Restated Articles of Organization of PTC Inc. | 10-K | November 23, 2015 | 3.1 | 0-18059 | |
| 3.2 | Amended and Restated By-Laws of PTC Inc. | X | ||||
| 4.1 | Indenture, dated as of February 13, 2020, between PTC Inc. and Wells Fargo Bank, National Association, as trustee | 8-K | February 13, 2020 | 4.1 | 0-18059 | |
| 4.2 | Form of 3.625% senior unsecured notes due 2025 | 8-K | February 13, 2020 | 4.2 | 0-18059 | |
| 4.3 | Form of 4.000% senior unsecured notes due 2028 | 8-K | February 13, 2020 | 4.3 | 0-18059 | |
| 4.4 | Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 | 10-K | November 18, 2019 | 4.4 | 0-18059 | |
| 10.1* | 2000 Equity Incentive Plan | 8-K | February 21, 2023 | 10.1 | 0-18059 | |
| 10.1-1* | Form of Restricted Stock Unit Certificate (Non-Employee Director) | X | ||||
| 10.1-2* | Form of Restricted Stock Unit Certificate (U.S.) | 10-K | November 18, 2016 | 10.1.11 | 0-18059 | |
| 10.1-3* | Form of Restricted Stock Unit Certificate (U.S. EVP) | X | ||||
| 10.1-4* | Form of Restricted Stock Unit Certificate (U.S. Section 16) | X | ||||
| 10.1-5* | Form of Restricted Stock Unit Certificate (U.S.) | 10-K | November 20, 2023 | 10.1.12 | 0-18059 | |
| 10.1-6* | Form of Restricted Stock Unit Certificate (U.S. Section 16 and U.S. EVP) | 10-K | November 20, 2023 | 10.1.13 | 0-18059 | |
| 10.1-8* | Form of Restricted Stock Unit Certificate (Non-U.S.) | X | ||||
| 10.1-9* | Form of Restricted Stock Unit Certificate (Israel) | X | ||||
| 10.2* | 2016 Employee Stock Purchase Plan | 8-K | February 21, 2023 | 10.2 | 0-18059 | |
| 10.3-1* | Executive Agreement by and between the Company and James Heppelmann dated September 30, 2020 | 8-K | October 6, 2020 | 10.1 | 0-18059 | |
| 10.3-2* | Amendment No. 1 to Executive Agreement by and between the Company and James Heppelmann dated February 16, 2023 | 8-K | February 21, 2023 | 10.3 | 0-18059 | |
| 10.4-1* | Offer Letter dated July 24, 2023 by and between the Company and Neil Barua | 8-K | July 26, 2023 | 10.1 | 0-18059 | |
| 10.4-2* | Executive Agreement between the Company and Neil Barua dated July 24, 2023 | 8-K | July 26, 2023 | 10.2 | 0-18059 | |
| 10.5* | Form of Executive Agreement dated November 16, 2023 by and between PTC Inc. and each of Kristian Talvitie, Catherine Kniker, and Aaron von Staats | 10-K | November 20, 2023 | 10.5 | 0-18059 | |
| 10.6* | Executive Agreement dated November 16, 2023 by and between Michael DiTullio and PTC Inc. | 10-K | November 20, 2023 | 10.6 | 0-18059 | |
| 10.10 | Office Lease Agreement dated as of September 7, 2017 by and between PTC Inc. and SCD L2 Seaport Square LLC | 8-K | September 7, 2017 | 10 | 0-18059 | |
| 10.11 | First Amendment to Lease dated as of October 5, 2017 by and between PTC Inc. and SCD L2 Seaport Square LLC | 8-K | November 29, 2017 | 10.23 | 0-18059 | |
| 10.16 | Fourth Amended and Restated Credit Agreement dated January 3, 2023 by and among PTC, PTC (IFSC) Limited, JPMorgan Chase Bank, N.A., as administrative agent, and the Lenders named therein | 8-K | January 3, 2023 | 4.4 | 0-18059 | |
| 10.17 | Amendment No. 1 dated October 1, 2024 to the Fourth Amended and Restated Credit Agreement dated January 3, 2023 by and among PTC, PTC (IFSC) Limited, JPMorgan Chase Bank, N.A., as administrative agent, and the Lenders named therein | 8-K | October 7, 2024 | 10.1 | 0-18059 | |
| 19.1 | Trading in Company Securities Policy | X | ||||
| 19.2 | Rule 10b5-1 Plan Policy | X | ||||
| 21.1 | Subsidiaries of PTC Inc. | X | ||||
| 23.1 | Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm | X | ||||
| 31.1 | Certification of the Chief Executive Officer Pursuant to Exchange Act Rules 13(a)-14(a) and 15d-14(a) | X | ||||
| 31.2 | Certification of the Chief Financial Officer Pursuant to Exchange Act Rules 13(a)-14(a) and 15d-14(a) | X | ||||
| 32** | Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350 | X | ||||
| 97.1 | Executive Compensation Recoupment Policy | X | ||||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document | |||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents | |||||
| 104 | The cover page of the Annual Report on Form 10-K formatted in Inline XBRL (included in Exhibit 101) | |||||
- Identifies a management contract or compensatory plan or arrangement in which an executive officer or director of PTC participates.
** Indicates that the exhibit is being furnished with this report and is not filed as a part of it.
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