Nuburu Inc
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
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Item 6. Exhibits
bits
The following exhibits are filed as part of, or incorporated by reference into, this on Form 10-Q.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| No. | Description of Exhibit | Form | File No. | Exhibit No. | Filing Date |
| 2.1† | Business Combination Agreement, dated as of August 5, 2022, by and among Tailwind Acquisition Corp., Compass Merger Sub, Inc. and Nuburu, Inc. | 8-K | 001-39489 | 2.1 | August 8, 2022 |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | February 6, 2023 |
| 3.2 | Certificate of Amendment to Certificate of Incorporation of the Company. | 8-K | 001-39489 | 3.1 | June 24, 2024 |
| 3.3 | Amended and Restated Bylaws of the Company. | 8-K | 001-39489 | 3.2 | September 9, 2020 |
| 3.4 | Certificate of Designations of the Company. | 8-K | 001-39489 | 3.3 | February 6, 2023 |
| 10.1 | Securities Purchase Agreement, dated August 6, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LLC | 8-K | 001-39489 | 10.1 | August 12, 2024 |
| 10.2 | Exchange Agreement, dated August 6, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LLC | 8-K | 001-39489 | 10.2 | August 12, 2024 |
| 10.3 | Securities Purchase Agreement, dated August 19, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LC | 8-K | 001-39489 | 10.1 | August 23, 2024 |
| 10.4 | Exchange Agreement, dated August 19, 2024, by and between Nuburu, Inc. and Esousa Group Holdings LLC | 8-K | 001-39489 | 10.2 | August 23, 2024 |
| 10.5* | Master Transaction Summary agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP | ||||
| 10.6* | Common Stock Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP | ||||
| 10.7* | Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP | ||||
| 10.8* | Securities Purchase Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP | ||||
| 10.9* | Registration Rights Agreement, dated October 1, 2024, between Nuburu, Inc. and Liqueous LP | ||||
| 31.1* | Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2* | Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1** | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2** | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS | Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith
** Furnished herewith.
† Certain of the exhibits and schedules to these exhibits have been omitted in accordance with Regulation S-K Item 601(a)(5). The registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
SIGNA
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