4D Molecular Therapeutics Inc
For the period ended Sep 30, 2024. Filed Nov 13, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 13, 2024
FDMT$12.48+1.9%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | Date | Number | FiledHerewith |
| 3.1 | Amended and Restated Certificate of Incorporation, as currently in effect. | 8-K | 12/15/20 | 3.1 | |
| 3.2 | Amended and Restated Bylaws, as currently in effect. | 8-K | 11/22/23 | 3.1 | |
| 4.1 | Description of Securities of the Registrant. | 10-K | 3/15/23 | 4.1 | |
| 4.2 | Form of Common Stock Certificate. | S-1/A | 12/7/20 | 4.2 | |
| 4.3 | Form of Pre-Funded Warrant issued in conjunction with February 2024 offering. | 8-K | 2/9/2024 | 4.1 | |
| 4.4 | Form of Pre-Funded Warrant issued in conjunction with November 2024 exchange. | X | |||
| 31.1 | Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1* | Certifications of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Document | X | |||
| 104 | The cover page from the Company’s Quarterly Report on Form 10-Q for the three months ended September 30, 2024, has been formatted in Inline XBRL. | X | |||
- The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of 4D Molecular Therapeutics, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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