Olema Pharmaceuticals Inc
For the period ended Sep 30, 2024. Filed Nov 12, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 12, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
Trading Plans or Rule 10b5-1 Trading Plans
During the quarter ended September 30, 2024, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act)adopted or terminated the contracts, instructions or written plans for the purchase or sale of our securities set forth in the table below.
| Name | Position | Action | Date of Adoption/Termination | Type of Trading Arrangement | Expiration Date | Total Shares of Common Stock to be Sold*** | |
|---|---|---|---|---|---|---|---|
| Rule 10b5-1* | Non-Rule 10b5-1** | ||||||
| Cyrus L. Harmon | Director | Termination | July 30, 2024 (1) | X | August 16, 2024 | Up to 30,000 | |
*Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** "Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Represents the maximum number of shares that may be sold pursuant to the 10b5-1 trading arrangement. The number of shares to be sold was dependent on the satisfaction of certain conditions as set forth in the written plan.
(1)Represents the termination of a written plan originally adopted on May 16, 2023 that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.