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Longeveron Inc

For the period ended Sep 30, 2024. Filed Nov 12, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 12, 2024

LGVN$2.01+11.0%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Trading Arrangements

On July 10, 2024, Rock Soffer, amember of the Company’s Board of Directors, terminated his previously adopted “Rule 10b5-1 trading arrangement.” The trading arrangement, adopted January 11, 2024, and effective January 12, 2024, was intended to satisfy the affirmative defense of Rule 10b5-1(c). The trading arrangement, was set to expire on the earlier of (a) April 17, 2025; (b) completion of the sale of 275,000 shares of Longeveron Class A common stock; (c) notice or awareness of the closing of a tender or exchange offer or a merger, acquisition, reorganization, recapitalization, or comparable transaction for Longeveron in which its capital stock is exchanged or converted; (d) the death, incapacity, bankruptcy, or insolvency of Mr. Soffer; or (e) such other termination in accordance with its terms. During its term, no shares of Longeveron Class A common stock were sold pursuant to the arrangement.

Other than Mr. Soffer, none of the Company’s directors or “officers,” as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), adopted, modified, orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, during the Company’s fiscal quarter ended September 30, 2024.

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