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ROCKET PHARMACEUTICALS INC

For the period ended Sep 30, 2024. Filed Nov 7, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 7, 2024

RCKT$2.39-2.1%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Table of Contents

Page
Summary of Abbreviated Terms3
Cautionary Statement Regarding Forward-Looking Statements4
PART I - FINANCIAL INFORMATION6
Item 1.Financial Statements6
Consolidated Balance Sheets as of September 30, 2024 (unaudited) and December 31, 20236
Consolidated Statements of Operations for the three and nine months ended September 30, 2024 and 2023 (unaudited)7
Consolidated Statements of Comprehensive Loss for the three and nine months ended September 30, 2024 and 2023 (unaudited)8
Consolidated Statements of Stockholders’ Equity for the three and nine months ended September 30, 2024 and 2023 (unaudited)9
Consolidated Statements of Cash Flows for the nine months ended September 30, 2024 and 2023 (unaudited)11
Notes to Consolidated Financial Statements (unaudited)12
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations25
Item 3.Quantitative and Qualitative Disclosures About Market Risk40
Item 4.Controls and Procedures42
PART II - OTHER INFORMATION43
Item 1.Legal Proceedings43
Item 1A.Risk Factors43
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds43
Item 3.Defaults Upon Senior Securities43
Item 4.Mine Safety Disclosures43
Item 5.Other Information43
Item 6.Exhibits44
Signatures45
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.