MKS INSTRUMENTS INC
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
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Item 5. OTHER INFORMATION
The following table describes, for the quarterly period covered by this report, each trading arrangement for the sale or purchase of Company securities adopted or terminated by our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) that is either (1) a contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) (a “Rule 10b5-1 trading arrangement”) or (2) a “non-Rule 10b5-1 trading arrangement” (as defined in Item 408(c) of Regulation S-K):
| Name (Title) | Action Taken (Date of Action) | Type of Trading Arrangement | Nature of Trading Arrangement | Duration of Trading Arrangement | Aggregate Number of Securities |
|---|---|---|---|---|---|
| Gerald G. Colella (Chairman of the Board of Directors) | Adoption (August 16, 2024) | Rule 10b5-1 trading arrangement | Sale | Until November 14, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 40,000 shares |
| Jacqueline F. Moloney (Director) | Adoption (September 10, 2024) | Rule 10b5-1 trading arrangement | Sale | Until October 3, 2025, or such earlier date upon which all transactions are completed or expire without execution | Up to 1,200 shares |
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