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Mind Medicine MindMed Inc

For the period ended Sep 30, 2024. Filed Nov 7, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 7, 2024

DFTX$35.39+6.4%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

ExhibitNumber · Description · Incorporated by Reference
Form · Exhibit No. · Filing Date · File No.
3.1Amended and Restated Articles of Mind Medicine (MindMed) Inc., effective as of June 30, 2022.10-K3.1March 9, 2023001-40360
3.2Notice of Articles, Incorporated on July 26, 2010, effective as of July 30, 2024.10-Q3.2August 13, 2024001-40360
4.1Form of Pre-Funded Warrant8-K4.1August 12, 2024001-40360
4.2Form of Pre-Funded Warrant8-K4.1October 17, 2024001-40360
4.3*Form of Pre-Funded Warrant
10.1Exchange Agreement, dated as of October 17, 2024, by and among Mind Medicine (MindMed) Inc., Commodore Capital Master LP and Deep Track Biotechnology Master Fund, LTD.8-K10.1October 17, 2024001-40360
10.2Amendment No. 1 to the Registration Rights Agreement, dated as of October 17, 2024, by and among Mind Medicine (MindMed) Inc., Commodore Capital Master LP and Deep Track Biotechnology Master Fund, LTD.8-K10.2October 17, 2024001-40360
31.1*Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*+Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*+Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INSInline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
101.SCHInline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents
104Cover Page Interactive Data File (embedded within the Inline XBRL document contained in Exhibit 101)
  • Filed herewith.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.