UNITIL CORP
For the period ended Sep 30, 2024. Filed Nov 4, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 4, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
(a) Exhibits
| Exhibit No. | Description of Exhibit | Reference* |
| 2.1 (1) | Stock Purchase Agreement among Unitil Corporation, PHC Utilities, Inc., and Hearthstone Utilities, Inc. (d/b/a Hope Companies, Inc.) dated July 8, 2024 | Exhibit 2.1 to Form 8-K for July 8, 2024 (SEC File No. 1-8858) |
| 4.1 (2) | Note Purchase Agreement dated August 21, 2024 by and among Unitil Corporation and the several purchasers named therein. | Exhibit 4.1 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.2 (3) | 5.99% Senior Note, Series 2024, due August 21, 2034, issued by Unitil Corporation to Metropolitan Tower Life Insurance Company. | Exhibit 4.2 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.3 (2) | Note Purchase Agreement dated August 21, 2024 by and among Northern Utilities, Inc. and the several purchasers named therein. | Exhibit 4.3 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.4 (3) | 5.54% Senior Note, Series 2024A, due August 21, 2034, issued by Northern Utilities, Inc. to Metropolitan Life Insurance Company. | Exhibit 4.4 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.5 (3) | 5.74% Senior Note, Series 2024B, due August 21, 2039, issued by Northern Utilities, Inc. to Modern Woodmen of America. | Exhibit 4.5 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.6 (2) | Note Purchase Agreement dated August 21, 2024 by and among Fitchburg Gas and Electric Light Company and the several purchasers named therein. | Exhibit 4.6 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.7 (3) | 5.54% Senior Note, Series 2024A, due August 21, 2034, issued by Fitchburg Gas and Electric Light Company to Metlife Reinsurance Company of Hamilton, Ltd. | Exhibit 4.7 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.8 (3) | 5.99% Senior Note, Series 2024B, due August 21, 2044, issued by Fitchburg Gas and Electric Light Company to Metlife Reinsurance Company of Hamilton, Ltd. | Exhibit 4.8 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.9 (2) | Note Purchase Agreement dated August 21, 2024 by and among Granite State Gas Transmission, Inc. and the several purchasers named therein. | Exhibit 4.9 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.10 (3) | 5.74% Senior Note, Series 2024, due August 21, 2034, issued by Granite State Gas Transmission, Inc. to Metropolitan Life Insurance Company. | Exhibit 4.10 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.11 (2) | Bond Purchase Agreement dated August 21, 2024 by and among Unitil Energy Systems, Inc., U.S. Bank Trust | Exhibit 4.11 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| Exhibit No. | Description of Exhibit | Reference* |
| Company, National Association (as trustee), and the several purchasers named therein. | ||
| 4.12 | Seventeenth Supplemental Indenture dated August 21, 2024 by and between Unitil Energy Systems, Inc. and U.S. Bank Trust Company, National Association (as trustee). | Exhibit 4.12 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.13 (3) | First Mortgage Bond, Series S, 5.69%, due August 21, 2054, issued by Unitil Energy Systems, Inc. to Metlife Reinsurance Company of Hamilton, Ltd. | Exhibit 4.13 to Form 8-K for August 21, 2024 (SEC File No. 1-8858) |
| 4.14 | First Amendment to Third Amended and Restated Credit Agreement between Until and Bank of America, N.A., as administrative agent, dated July 18, 2024 | Exhibit 4.1 to Form 8-K for July 18, 2024 (SEC File No. 1-8858) |
| 31.1 | Certification of Chief Executive Officer Pursuant to Rule 13a-14 of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 31.2 | Certification of Chief Financial Officer Pursuant to Rule 13a-14 of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 31.3 | Certification of Chief Accounting Officer Pursuant to Rule 13a-14 of the Exchange Act, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 32.1 | Certifications of Chief Executive Officer, Chief Financial Officer and Chief Accounting Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | Filed herewith |
| 99.1 | Unitil Corporation Press Release Dated November 4, 2024 Announcing Earnings For the Quarter Ended September 30, 2024. | Furnished herewith |
| 101.INS | Inline XBRL Instance Document. The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | Filed herewith |
| 101.SCH | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Document. | Filed herewith |
| 104 | Cover Page Interactive Data File – The cover page interactive data file does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document. | Filed herewith |
- The exhibits referred to in this column by specific designations and dates have heretofore been filed with or furnished to the Securities and Exchange Commission under such designations and are hereby incorporated by reference.
** This exhibit represents a management contract or compensatory plan.
(1) Certain schedules and exhibits to the Stock Purchase Agreement have been omitted pursuant to Item 601(a)(5) of Regulation S-K. These schedules and exhibits consist of (i) the Disclosure Schedules (as such term is defined in the Stock Purchase Agreement), (ii) the Transition Services Agreement (as such term is defined in the Stock Purchase Agreement), (iii) the Allocation Schedule (as such term is defined in the Stock Purchase Agreement), and (iv) the Target Working Capital (as such term is defined in the Stock Purchase Agreement). The Registrant hereby undertakes to furnish supplementally copies of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission or its staff.
(2) In accordance with Item 601(a)(5) of Regulation S-K, this exhibit omits certain of its schedules and exhibits. This exhibit’s table of contents includes a brief description of the subject matter of all of its schedules and exhibits, including the omitted schedules and exhibits. The Registrant acknowledges that it must provide a copy of any omitted schedules or exhibits to the Securities and Exchange Commission or its staff upon request.
(3) This note or bond is substantially identical in all material respects to other notes or bonds that are otherwise required to be filed as exhibits, except as to the registered payee of such note or bond, the identifying number of such note or bond, and the principal amount of such note or bond. In accordance with instruction no. 2 to Item 601 of Regulation S-K, the Registrant has filed a copy of only one of such notes or bonds, with a schedule identifying the other notes or bonds omitted and setting forth the material details in which such notes or bonds differ from the note or bond that was filed. The Registrant acknowledges that the Securities and Exchange Commission may at any time in its discretion require filing of copies of any notes or bonds so omitted.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.