5E Advanced Materials Inc
For the period ended Jun 30, 2024. Filed Sep 9, 2024.
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FY2024 · Filed Sep 9, 2024
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Item 9B. Other information
a) Disclosure in lieu of reporting on a Current Report on Form 8-K.
On September 9, 2024, we entered into an independent contractor agreement with our Interim Chief Financial Officer and principal accounting officer, Joshua Malm (the “Consulting Agreement”). The Consulting Agreement entitles Mr. Malm to cash compensation of $40,000 per month for his service as our Interim Chief Financial Officer. Pursuant to the Consulting Agreement, Mr. Malm is not entitled to any other salary, bonus, retirement, equity compensation or severance benefits. Pursuant to the Consulting Agreement, the Company will reimburse Mr. Malm for all reasonable business costs and expenses incurred in connection with his performance of services.
The foregoing summary of the Consulting Agreement is not complete and is qualified in its entirety by reference to the full text of the Consulting Agreement, a copy of which is attached as Exhibit 10.28.
b)Insider Trading Arrangements and Policies.
During the three months ended June 30, 2024, no director or officer of the Company adopted, modified orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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