STRATTEC SECURITY CORP
For the period ended Jun 30, 2024. Filed Sep 5, 2024.
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FY2024 · Filed Sep 5, 2024
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
| 10(a) | Financial Statements | |
| (b) | Exhibits | |
| See the following List of Exhibits: | ||
| Exhibit | ||
|---|---|---|
| 3.1 (13) | Amended and Restated Articles of Incorporation of the Company | * |
| 3.2 (19) | Amendment to Amended and Restated Articles of Incorporation of the Company | * |
| 3.3 (26) | Amendment to Amended and Restated Articles of Incorporation of the Company | * |
| 3.4 (1) | Amended By-laws of the Company | * |
| 4.1 (20) | Description of Registrants’ Securities | * |
| 4.2 (2) | Credit Agreement, dated as of August 1, 2011, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.3 (12) | Amendment No. 1 to Amended and Restated Security Agreement, dated as of June 26, 2017, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.4 (13) | Amended and Restated Security Agreement, dated as of June 28, 2012, made by STRATTEC SECURITY CORPORATION in favor of BMO Harris Bank N.A., as lender | * |
| 4.5 (5) | Amendment No. 1 to Credit Agreement, dated as of December 27, 2013, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.6 (6) | Amendment No. 2 to Credit Agreement, dated as of June 25, 2015, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.7 (10) | Amendment No. 3 to Credit Agreement, dated as of June 24, 2016, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.8 (12) | Amendment No. 4 to Credit Agreement, dated as of June 26, 2017, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.9 (15) | Amendment No. 5 to Credit Agreement, dated as of September 28, 2018, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.10 (18) | Amendment No. 6 to Credit Agreement, dated as of October 28, 2019, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.11 (24) | Amendment No. 7 to Credit Agreement, dated as of June 1, 2021, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.12 (27) | Amendment No. 8 to Credit Agreement, dated as of February 22, 2023, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A., as lender | * |
| 4.13 (31) | Amendment No. 9 to Credit Agreement, dated as of August 22, 2023 and effective as of September 6, 2023, between STRATTEC SECURITY CORPORATION and BMO Harris Bank N.A. as lender | * |
| 4.14 (6) | Credit Agreement, dated as of June 28, 2012, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.15 (6) | Amendment No. 1 to Credit Agreement, dated as of January 22, 2014, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.16 (6) | Amendment No. 2 to Credit Agreement, dated as of June 25, 2015, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.17 (9) | Amendment No. 3 to Credit Agreement, dated as of April 27, 2016, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.18 (12) | Amendment No. 4 to Credit Agreement, dated as of June 26, 2017, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.19 (14) | Amendment No. 5 to Credit Agreement, dated as of March 27, 2018, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.20 (16) | Amendment No. 6 to Credit Agreement, dated as of December 30, 2018, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.21 (18) | Amendment No. 7 to Credit Agreement, dated as of October 28, 2019, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.22 (24) | Amendment No. 8 to Credit Agreement, dated as of June 1, 2021, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.23 (28) | Amendment No. 9 to Credit Agreement, dated as of February 6, 2023, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 4.24 (32) | Amendment No. 10 to Credit Agreement, dated as of May 31, 2024, between ADAC-STRATTEC LLC and BMO Harris Bank N.A., as lender | * |
| 10.1 (21)** | Amended and Restated STRATTEC SECURITY CORPORATION Stock Incentive Plan (Incorporated by reference from Appendix B to the Company’s Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 7,2023.) | * |
| 10.2 (22)** | Form of Restricted Stock Grant Agreement with Employees to be used under the Amended and Restated STRATTEC SECURITY CORPORATION Stock Incentive Plan | * |
| 10.3 (30)** | STRATTEC SECURITY CORPORATION Amended and Restated Team Incentive Plan for STRATTEC: Bonus Plan for Executive Officers and Senior Managers | * |
| 10.4 (17)** | STRATTEC SECURITY CORPORATION Team Incentive Plan for STRATTEC: Bonus Plan for Non-employee Members of the Board of Directors | * |
| 10.5 (17)** | STRATTEC SECURITY CORPORATION Team Incentive Plan for STRATTEC: Bonus Plan for Salaried Employees and Represented Employees | * |
| 10.6 (7) ** | Amended and Restated STRATTEC SECURITY CORPORATION Supplemental Executive Retirement Plan | * |
| 10.7 (3)** | Employment Agreement between the Company and Rolando J. Guillot made as of May 5, 2010 | * |
| 10.8 (3)** | Employment Agreement between the Company and Richard P. Messina made as of May 5, 2010 | * |
| 10.9 (13) ** | Employment Agreement between the Company and Al Hamdan made as of May 4, 2017 | * |
| 10.10 (29)** | Employment Agreement between the Company and Dennis Bowe entered into on May 5, 2023 and made effective as of September 9, 2022 | * |
| 10.11 (33)** | Employment Agreement between the Company and Jennifer L. Slater made as of June 11, 2024 | * |
| 10.12 (11) ** | Change of Control Employment Agreement between the Company and Rolando J. Guillot made as of July 1, 2016 | * |
| 10.13 (11) ** | Change of Control Employment Agreement between the Company and Richard P. Messina made as of July 1, 2016 | * |
| 10.14 (13)** | Change of Control Employment Agreement between the Company and Al Hamdan made as of May 4, 2017 | * |
| 10.15 (29)** | Change of Control Employment Agreement between the Company and Dennis Bowe entered into on May 5, 2023 and made effective as of September 9, 2022 | * |
| 10.16 (8)** | Form of Restricted Stock Grant Agreement with non-employee directors | * |
| 10.17 (23)** | STRATTEC SECURITY CORPORATION EMPLOYEE STOCK PURCHASE PLAN (Amended effective as of November 1, 2023) (Incorporated by reference from Exhibit 10.1 to the Form 10-Q filed on February 8, 2024) | * |
| 10.18 (4)** | Letter Agreement between the Company and Harold M. Stratton II made as of September 1, 2012 | * |
| 10.19 (25)** | Equity Restructuring Agreement between the Company and WITTE Automotive GmbH dated as of June 29, 2023 | * |
| 10.20 (34)** | Retirement Agreement and General Release by and between the Company and Frank J. Krejci dated November 21, 2023 | * |
| 10.21 (35)** | Retention Agreement by and between the Company and Dennis P. Bowe dated November 22, 2023 | * |
| 10.22 (35)** | Retention Agreement by and between the Company and Richard P. Messina dated November 22, 2023 | * |
| 10.23 (36)** | Retention Agreement by and between the Company and Rolando J. Guillot dated June 24, 2024 | * |
| 21 | Subsidiaries of the Company | * |
| 23.1 | Consent of Independent Registered Public Accounting Firm dated September 5, 2024 | |
| 31.1 | Rule 13a-14(a) Certification for Jennifer L. Slater, Chief Executive Officer | |
| 31.2 | Rule 13a-14(a) Certification for Dennis Bowe, Chief Financial Officer | |
| 32 (37) | 18 U.S.C. Section 1350 Certifications | |
| 101 | Interactive Data Files pursuant to Rule 405 of Regulation S-T. XBRL Instance Document – the XBRL Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |
| 104 | The cover page from the Company’s Annual Report on Form 10-K for the year ended June 30, 2024 has been formatted in Inline XBRL. |
- Previously filed
** Management contract or compensatory plan or arrangement
(1)
Incorporated by reference from the exhibit to the Form 8-K filed on October 7, 2005.
(2)
Incorporated by reference from the exhibit to the Form 8-K filed on August 4, 2011.
(3)
Incorporated by reference from the exhibit to the March 28, 2010 Form 10-Q filed on May 6, 2010.
(4)
Incorporated by reference from the exhibit to the July 1, 2012 Form 10-K filed on September 6, 2012.
(5)
Incorporated by reference from the exhibit to the Form 8-K filed on December 27, 2013.
(6)
Incorporated by reference from the exhibit to the Form 8-K filed on June 25, 2015.
(7)
Incorporated by reference from the exhibit to the Form 8-K filed on October 10, 2013.
(8)
Incorporated by reference from the exhibit to the Form 10-K filed on September 5, 2014.
(9)
Incorporated by reference from the exhibit to the Form 8-K filed on April 29, 2016.
(10)
Incorporated by reference from the exhibit to the Form 8-K filed on June 24, 2016.
(11)
Incorporated by reference from the exhibit to the Form 10-K filed on September 8, 2016.
(12)
Incorporated by reference from the exhibit to the Form 8-K filed on June 27, 2017.
(13)
Incorporated by reference from the exhibit to the Form 10-K filed on September 7, 2017.
(14)
Incorporated by reference from the exhibit to the Form 8-K filed on March 27, 2018.
(15)
Incorporated by reference from the exhibit to the Form 8-K filed on September 28, 2018.
(16)
Incorporated by reference from the exhibit to the Form 8-K filed on December 31, 2018.
(17)
Incorporated by reference from the exhibit to the Form 10-K filed on September 5, 2019.
(18)
Incorporated by reference from the exhibit to the Form 8-K filed on October 28, 2019.
(19)
Incorporated by reference from the exhibit to the Form 10-Q filed on November 7, 2019.
(20)
Incorporated by reference from the exhibit to the Form 10-K filed on September 3, 2020.
(21)
Incorporated by reference from Appendix B to the Company’s Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 7, 2023.
(22)
Incorporated by reference from the exhibit to the Form 10-Q filed on November 5, 2020.
(23)
Incorporated by reference from the exhibit to the Form 10-Q filed on February 8, 2024.
(24)
Incorporated by reference from the exhibit to the Form 8-K filed on June 2, 2021.
(25)
Incorporated by reference from the exhibit to the July 1, 2023 Form 10-K filed on September 7, 2023.
(26)
Incorporated by reference from the exhibit to the Form 8-K filed on October 21, 2021.
(27)
Incorporated by reference from the exhibit to the Form 8-K filed on February 27, 2023.
(28)
Incorporated by reference from the exhibit to the Form 8-K filed on February 7, 2023.
(29)
Incorporated by reference from the exhibit to the Form 8-K filed on May 8, 2023.
(30)
Incorporated by reference from the exhibit to the Form 10-Q filed on November 10, 2022.
(31)
Incorporated by reference from the exhibit to the Form 8-K filed on August 25, 2023.
(32)
Incorporated by reference from the exhibit to the Form 8-K filed on May 31, 2024.
(33)
Incorporated by reference from the exhibit to the Form 8-K filed on June 14, 2024.
(34)
Incorporated by reference from the exhibit to the Form 8-K/A filed on November 21, 2023.
(35)
Incorporated by reference from the exhibit to the Form 8-K filed on November 28, 2023.
(36)
Incorporated by reference from the exhibit to the Form 8-K filed on June 24, 2024.
(37)
This certification is not "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.