SYNAPTICS Inc
For the period ended Jun 29, 2024. Filed Aug 23, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Aug 23, 2024
SYNA$117.70+0.4%Stored close · as of Nov 10, 2026
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ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) Financial Statements and Financial Statement Schedules
(1) Financial Statements are listed in the Index to Financial Statements on page F-1 of this report.
(b) Exhibits
| Incorporated by Reference | |||
| ExhibitNumber | Exhibit | To | Date Filed |
| 3.1 | Amended and Restated Certificate of Incorporation | Quarterly Report on Form 8-K | October 26, 2023 |
| 3.2 | Certificate of Designation of Series A Junior Participating Preferred Stock | Registration Statement on Form 8-A | August 16, 2002 |
| 3.3 | Third Amended and Restated Bylaws (amended and restated as of July 27, 2010) | Current Report on Form 8-K | August 2, 2010 |
| 4.3 | Indenture, dated as of March 11, 2021, by and among the Company, the guarantors named therein and Wells Fargo Bank, National Association, as trustee | Current Report on Form 8-K | March 11, 2021 |
| 4.6 | Form of 4.000% Senior Notes due 2029 (included in Exhibit 4.3). | ||
| 10.1(a) | Second Amended and Restated Credit Agreement, dated March 11, 2021, by and among Synaptics Incorporated, as borrower, the lenders from time to time party thereto, Wells Fargo Bank, National Association, as administrative agent, swingline lender and issuing lender, Wells Fargo Securities, LLC, as joint lead arranger and joint bookrunner, MUFG Union Bank, N.A. and BMO Capital Markets Corp., as joint lead arrangers, joint bookrunners and co-syndication agents | Current Report on Form 8-K | March 11, 2021 |
| 10.1(b) | First Amendment and Lender Joinder Agreement, dated as of December 2, 2021, by and among Synaptics Incorporated, the Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | December 2, 2021 |
| 10.1(c) | Second Amendment, dated as of March 16, 2023, by and among Synaptics Incorporated, the Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | March 17, 2023 |
| 10.1(d) | Third Amendment, dated as of July 28, 2023, by and among Synaptics Incorporated, the Revolving Credit Lenders party thereto, and Wells Fargo Bank, National Association, as Administrative Agent | Current Report on Form 8-K | August 3, 2023 |
| 10.2(a)* | Synaptics Incorporated 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(b)* | Form of Restricted Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
|---|---|---|---|
| 10.2(c)* | Form of Market Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.2(d)* | Form of Performance Stock Unit Inducement Award Agreement for 2019 Inducement Equity Plan | Registration Statement on Form S-8 | August 16, 2019 |
| 10.3(a)* | 2019 Equity and Incentive Compensation Plan | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(b)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 29, 2020 |
| 10.3(c)* | Amended and Restated 2019 Equity and Incentive Compensation Plan | Current Report on Form 8-K | October 28, 2021 |
| 10.3(d)* | Amended and Restated 2019 Equity Incentive Compensation Plan | Current Report on Form 8-K | October 27, 2022 |
| 10.3(e)* | Amended and Restated 2019 Equity Inventive Compensation Plan | Current Report on Form 8-K | October 26, 2023 |
| 10.3(f)* | Form of Restricted Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted before July 27, 2021) | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(g)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted before July 27, 2021) | Registration Statement on Form S-8 | November 1, 2019 |
| 10.3(h)* | Form of Restricted Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted after July 27, 2021) | Annual Report on Form 10-K | August 23, 2021 |
| 10.3(i)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan (for awards granted after July 27, 2021) | Annual Report on Form 10-K | August 23, 2021 |
| 10.3(j)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Quarterly Report on Form 10-Q | November 5, 2020 |
| 10.3(k)* | Form of Performance Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Quarterly Report on Form 10-Q | November 5, 2020 |
| 10.3(l)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Annual Report on Form 10-K | August 22, 2022 |
| 10.3(m)* | Form of Market Stock Unit Award Agreement under the 2019 Equity and Incentive Compensation Plan | Filed herewith | |
| 10.4* | 2019 Employee Stock Purchase Plan | Registration Statement on Form S-8 | November 1, 2019 |
| 10.5* | Change of Control Severance Policy for Principal Executive Officers | Annual Report on Form 10-K | August 23, 2019 |
| 10.7* | Form of Director and Officer Indemnification Agreement | Current Report on Form 8-K | May 17, 2016 |
| 10.8* | Written Description of the Synaptics Incorporated Retention Program Adopted May 6, 2019 | Annual Report on Form 10-K | August 23, 2019 |
| 10.9* | Employment Offer Letter, dated August 1, 2019 between the registrant and Michael Hurlston | Quarterly report on Form 10-Q | November 17, 2019 |
| 10.10* | Employment Offer Letter, dated May 10, 2024, between the registrant and Ken Rizvi | Filed herewith | |
| 10.11* | Employment Offer Letter, dated December 22, 2023 between the registrant and Lisa Bodensteiner | Quarterly Report on Form 10-Q | February 8, 2024 |
| 10.12* | Employment Offer Letter, dated December 16, 2022, between the registrant and Vikram Gupta | Quarterly Report on Form 10-Q | February 8, 2024 |
| 10.13* | Employment offer letter dated October 24, 2019, between the registrant and Satish Ganesan | Filed herewith | |
| 19 | Synaptics Incorporated Insider Trading Policy | Filed herewith | |
| 21 | List of Subsidiaries | Filed herewith | |
| 23.1 | Consent of Independent Registered Public Accounting Firm | Filed herewith | |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) | Filed herewith | |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) | Filed herewith | |
| 32.1# | Section 1350 Certification of Chief Executive Officer | Furnished herewith | |
| 32.2# | Section 1350 Certification of Chief Financial Officer | Furnished herewith | |
| 97 | Synaptics Compensation Recovery Policy, adopted as of October 23, 2023 | Filed herewith | |
| 101.INSInline | XBRL Instance Document | Filed herewith | |
| 101.SCHInline | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | Filed herewith | |
| 104 | Cover Page Interactive Data File – The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | Filed herewith |
| * | Indicates a contract with management or compensatory plan or arrangement. |
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| # | This certification is being furnished solely pursuant to 18 U.S.C. § 1350 and shall not be deemed filed by the Company for purposes of Section 18 of the Exchange Act or incorporated by reference in any registration statement of the Company filed under the Securities Act. |
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