LM FUNDING AMERICA INC
For the period ended Jun 30, 2024. Filed Aug 13, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 13, 2024
PWCM$0.54+3.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following documents are filed as a part of this report or are incorporated herein by reference.
| EXHIBITNUMBER | DESCRIPTION |
| 3.1 | Certificate of Incorporation of LM Funding America, Inc., as amended |
| 3.2 | Restated By-Laws of LM Funding America, Inc. (incorporated by reference to Exhibit 3.2 to the Form 10-Q filed on November 17, 2022) |
| 4.1 | Form of Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Registration Statement on Form S-1 (Amendment No. 2) filed on August 27, 2015 (Registration No. 333-205232)) |
| 4.2 | Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 to Form 8-K filed on August 18, 2020) |
| 4.3 | Form of Representative’s Warrant (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on October 20, 2021) |
| 4.4 | Form of Common Warrant (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on October 20, 2021) |
| 4.5 | Secured Promissory Note, dated May 13, 2024, between LM Funding America, Inc. and Brown Family Enterprises LLC (incorporated by reference to Exhibit 4.5 to the Form 10-Q filed on May 15, 2024) |
| 10.1 | Loan Agreement, dated June 6, 2024, between LMFA Financing, LLC and Tech Infrastructure JV I LLC (incorporated by reference to Exhibit 10.1 to the Form 8-K filed on June 12, 2024) |
| 10.2 | Promissory Note, dated June 6, 2024, issued by Tech Infrastructure JV I LLC to LMFA Financing, LLC (incorporated by reference to Exhibit 10.2 to the Form 8-K filed on June 12, 2024) |
| 10.3 | Security Agreement, dated June 6, 2024, between LMFA Financing, LLC and Tech Infrastructure JV I LLC (incorporated by reference to Exhibit 10.3 to the Form 8-K filed on June 12, 2024) |
| 10.4 | Pledge Agreement, dated June 6, 2024, between LMFA Financing, LLC and Arthur Group Inc. (incorporated by reference to Exhibit 10.4 to the Form 8-K filed on June 12, 2024) |
| 31.1* | Rule 13a – 14(a) Certification of the Principal Executive Officer |
| 31.2* | Rule 13a – 14(a) Certification of the Principal Financial Officer |
| 32.1* | Written Statement of the Principal Executive Officer, Pursuant to 18 U.S.C. § 1350 |
| 32.2* | Written Statement of the Principal Financial Officer, Pursuant to 18 U.S.C. § 1350 |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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