Kyverna Therapeutics Inc
For the period ended Jun 30, 2024. Filed Aug 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 12, 2024
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Item 5. Other Information.
Except as set forth below, during the fiscal quarter ended June 30, 2024, none of our directors or officers (as defined in Section 16 of the Exchange Act)adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K.
| Name and Title of Director or Officer | Date Adopted | Type of Arrangement | Aggregate Number of Shares of Common Stock to be Sold Pursuant to Trading Arrangement | Duration |
|---|---|---|---|---|
| Dominic Borie, M.D., Ph.D., President, Research and Development* | June 3, 2024 | Rule 10b5-1 trading arrangement | Up to 150,000 shares | September 1, 2025 or such earlier date upon which all transactions are completed or expire without execution |
| Peter Maag, Ph.D., Chief Executive Officer and a Director | June 3, 2024 | Rule 10b5-1 trading arrangement | Up to 380,000 shares | May 6, 2026 or such earlier date upon which all transactions are completed or expire without execution |
| Ryan Jones, Chief Financial Officer | June 4, 2024 | Rule 10b5-1 trading arrangement | Up to 74,929 shares | December 31, 2025 or such earlier date upon which all transactions are completed or expire without execution |
- The Rule 10b5-1 trading arrangement wasadopted by The Borie Family Trust, dated November 9, 2005, a trust of which Dr. Borie is the trustee.
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