Annexon Inc
For the period ended Jun 30, 2024. Filed Aug 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 12, 2024
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Item 5. Other Information
Trading Arrangements of Section 16 Reporting Persons.
During the Company’s last fiscal quarter, the Company’s directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.
| Types of Trading Arrangement | |||||
|---|---|---|---|---|---|
| Name and Position · Action · Adoption Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Common Stock to be Sold · Total Shares of Common Stock to be Purchased · Expiration Date | |||||
| Jennifer Lew, Chief Financial Officer | Adopt | 4/10/2024 | X | 23,505 | 4/14/2025 |
| Douglas Love, Chief Executive Officer | Adopt | 4/12/2024 | X | 37,994 | 1/22/2025 |
| Ted Yednock, Executive Vice President and Chief Innovation Officer | Adopt | 4/12/2024 | X | 324,042 | 6/30/2025 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K under the Exchange Act.
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