ASSEMBLY BIOSCIENCES INC
For the period ended Jun 30, 2024. Filed Aug 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 8, 2024
ASMB$21.79+6.7%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
(a)Exhibits. The following exhibits are filed or furnished, as applicable, as part of this quarterly report on Form 10-Q:
| ExhibitNumber | Description of Document | FiledHerewith | Incorporatedby Referencefrom | Date | Number |
|---|---|---|---|---|---|
| 4.1 | Warrant to Purchase Shares of Common Stock. | 8-K | 06/18/2024 | 4.1 | |
| 4.2 | Warrant to Purchase Shares of Common Stock. | 8-K | 06/18/2024 | 4.2 | |
| 10.1# | Assembly Biosciences, Inc. Amended and Restated 2018 Stock Incentive Plan. | 8-K | 06/03/2024 | 10.1 | |
| 10.2# | Assembly Biosciences, Inc. Second Amended and Restated 2018 Employee Stock Purchase Plan. | 8-K | 06/03/2024 | 10.2 | |
| 10.3 | Securities Purchase Agreement, dated June 16, 2024, by and between Assembly Biosciences, Inc. and the Purchaser. | 8-K | 06/18/2024 | 10.1 | |
| 10.4 | Securities Purchase Agreement, dated June 17, 2024, by and between Assembly Biosciences, Inc. and Gilead Sciences, Inc. | 8-K | 06/18/2024 | 10.2 | |
| 10.5 | Amendment No. 1 to Common Stock Purchase Agreement by and between Assembly Biosciences, Inc. and Gilead Sciences, Inc. | 8-K | 06/18/2024 | 10.3 | |
| 10.6 | Amendment No. 1 to Investor Rights Agreement by and between Assembly Biosciences, Inc. and Gilead Sciences, Inc. | 8-K | 06/18/2024 | 10.4 | |
| 31.1 | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1* | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document. | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document. | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document. | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document. | X | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101). | X | |||
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